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S•••• M•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S•••• M•••••• F••••

Advisor at O•••• I••••••••• I•••

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bd30a7c-9608-96f3-05f8-c6c6038a3601

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Sep 9, 2019	n/a	yes	Milton, PA\|Lewisburg, PA\|Danville, PA\|Montoursville, PA\|Muncy, PA\|Lock Haven, PA\|Williamsport, PA\|Jersey Shore, PA\|State College, PA\|Beech Creek, PA\|Renovo, PA\|South Williamsport, PA\|Camp Hill, PA\|Devon, PA\|Harrrisburg, PA\|Hummelstown, PA\|Doylestown, PA\|Mechanicsburg, PA\|Lancaster, PA	Current employment
S•••••••• S•••••••••	Bd affiliated wealth	Oct 9, 2018

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• S•••••••••	O•••• I••••••••• I•••	Sep 6, 2019	Sep 9, 2019	3	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
41791:35371:PA:2019-09-06	Sep 6, 2019	Sep 9, 2019	POTTSVILLE, PA	Firm change

Relationships

Registered with (2)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
Sep 9, 2019 to presentfactForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Oct 9, 2018 to Sep 6, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bd30a7c-9608-96f3-05f8-c6c6038a3601
First observed: Oct 9, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.