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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

LELAND CHARLES ROIDER

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

O'FALLON, IL | WATERLOO, IL

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Search this name across graphsid dfx:ria:8bd322ea-b3cc-6af1-ff1b-8cbb316867d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 6, 2003
First registration: May 19, 2003
Dual registered: yes, broker-dealer
Other names: LELAND C ROIDER
IAPD individual key: 4617485

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Nov 30, 2016	n/a	yes	WATERLOO, IL\|O'FALLON, IL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Dec 1, 2016	no	WATERLOO, IL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Nov 10, 2005	Jan 1, 2008	no	WATERLOO, IL\|ST. LOUIS, MO	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 19, 2003	Oct 29, 2003	no	CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 1, 2016	Nov 30, 2016	-1	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	A. G. EDWARDS & SONS, INC.	Oct 29, 2003	Nov 10, 2005	743	Firm change after gap	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Nov 30, 2016 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Dec 1, 2016factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Nov 10, 2005 to Jan 1, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 19, 2003 to Oct 29, 2003factForm ADV

Dated events

No dated event names this entity yet.