DFX Intelligence

M•••••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

M•••••••• W••••• A•••••••• L••

CRD 141805

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8be693f4-6a38-38eb-7636-d661a1896b36

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 5
On other graphs: 3
Observed: Mar 28, 2012 to Jun 29, 2026
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• P••• A•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

M•••••••• W••••• A•••••••• L••

Capital provider to sponsors · shared crd

Real Estate Fundsidentity

C•••••• P••• A•••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=23.0
Regulatory AUM: $4.8B••• Locked
Discretionary RAUM: $4.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 69

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• P••• G•••• C•••••• E••••• O••••••••• F••• I•• L••	Private Equity Fund	$90.1M	Sep 5, 2024	307	Mar 30, 2016	reported	021-257128
C•••••• P••• G•••• A••••••• F•••• L••	Hedge Fund	$66.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• G••••••• P•••	CO-HEAD OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024)	Na	yes	03/2022	Oct 25, 2012	Sep 5, 2024
C•••••• P••• G••••• L••	MANAGING MEMBER	E	yes	08/2006	Oct 25, 2012	Sep 5, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••••• I••••••••• M••••••••• B••••••• T••••	n/a	ASSET_M••••••	$144B	N	yes	n/a
C•••••• P••• F••• A••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.8B	$4.4B	9.4%	$4.4B	3.0%	69	75	0	0

Relationships

Affiliated with (4)

← MAM A•••••••, INC.Registered adviserother investment adviser, common control
factForm ADV
← N••••• I••••••••• M••••••••• B••••••• T••••Registered adviserother investment adviser, common control
factForm ADV
→ N••••• I••••••••• M••••••••• B••••••• T••••Registered adviserother investment adviser, bank, common control
factForm ADV
← MEF ADVISER, LLCRegistered adviserother investment adviser, bank, common control

Dated events

Occurred
Mar 28, 2024
Control person joined
Halsey Alexander Lee (Co-Head Of Wealth Solutions (As Of April 1, 2024)) appeared on Schedule A of M•••••••• W••••• A•••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 30, 2023
Control person joined
Forrester David Connor (General Counsel, Public Investments America, M•••••••• Asset Management) appeared on Schedule A of M•••••••• W••••• A•••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
M•••••••• W••••• A•••••••• L•• reported RAUM $4.0B, up 36% from $2.9B (2021-03-30 to 2022-03-30)
Form ADVobserved 7 days ago
$1.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8be693f4-6a38-38eb-7636-d661a1896b36
First observed: Mar 28, 2012
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (15)

← B••••••••• G••••••• P•••OwnerCO-HEAD OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024), ownership code NA, individual
Oct 25, 2012 to Sep 5, 2024factForm ADV
← G••••••••• R•••• S••••OwnerCHIEF OPERATING OFFICER OF WEALTH SOLUTIONS, ownership code NA, individual
Oct 25, 2012 to Sep 5, 2024factForm ADV
← T••••••• M•••••••• A•••OwnerCO-HEAD OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024), ownership code NA, individual
Oct 25, 2012 to Sep 5, 2024factForm ADV
← L••• A••••••••• H•••••OwnerCO-HEAD OF WEALTH SOLUTIONS (AS OF APRIL 1, 2024), ownership code NA, individual
Mar 28, 2024 to Sep 5, 2024factForm ADV
← C•••••• D••••• F••••••••OwnerGENERAL COUNSEL, PUBLIC INVESTMENTS AMERICA, M•••••••• ASSET MANAGEMENT, ownership code NA, individual
Mar 30, 2023 to Sep 5, 2024factForm ADV
← M•••••• M••••••OwnerCHIEF ADMINISTRATIVE OFFICER OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024); CO-HEAD OF WEALTH SOLUTIONS (AS OF APRIL 1, 2024), ownership code NA, individual
Mar 28, 2012 to Sep 5, 2024factForm ADV
← P••••••••• S•••• L••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 4, 2015 to Sep 5, 2024factForm ADV
← C•••••• P••• G••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
Oct 25, 2012 to Sep 5, 2024factForm ADV
← M•••••••• A••••••••• M••••••• •••• I•••OwnerPARENT, ownership code E, domestic entity
Mar 30, 2022 to Sep 5, 2024factForm ADV
← M•••••••• A••••••••• M••••••• H••••••• •••• I•••OwnerPARENT, ownership code E, domestic entity
Mar 30, 2022 to Sep 5, 2024factForm ADV
← M•••••••• A•••• M••••••••• H••••••• P•• L••••••OwnerPARENT, ownership code E, foreign entity
Mar 30, 2022 to Sep 5, 2024factForm ADV
← M•••••••• A•••• M••••••••• U• H••••••• P•• L••••••OwnerPARENT, ownership code E, foreign entity
Mar 30, 2022 to Sep 5, 2024factForm ADV
← M•••••••• F• H••••••• I•••OwnerPARENT, ownership code E, domestic entity
Mar 30, 2022 to Sep 5, 2024factForm ADV
← M•••••••• G•••• L••••••OwnerPARENT, ownership code E, domestic entity
Mar 30, 2022 to Sep 5, 2024factForm ADV
← M•••••••• M••••••••• H•••••••• I•••OwnerPARENT, ownership code E, domestic entity
Mar 30, 2022 to Sep 5, 2024factForm ADV