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CRD 105390
PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Christopher Steven Gautier | n/a | Frisco, TX | PHILADELPHIA, PA | IRVING, TX | 8 | 11 | 2 | yes |
| John Robert Logan | n/a | EXTON, PA | PHILADELPHIA, PA | 6 | 29 | 2 | yes |
| CHARLES JOHN PAVIOLITIS | n/a | ST PETERSBERG, FL | PHILADELPHIA, PA | 6 | 29 | 2 | yes |
| Michael C. Simons | n/a | PHILADELPHIA, PA | 6 | 19 | 1 | yes |
| Herb W Zimmerman | n/a | ROSWELL, GA | PHILADELPHIA, PA | 6 | 29 | 2 | yes |
| DAVID JOSEPH FIORITA | n/a | PHILADELPHIA, PA | JAMISON, PA | 6 | 29 | 2 | yes |
| James W Fox | n/a | GLADWYNE, PA | PHILADELPHIA, PA | 6 | 23 | 1 | yes |
| GREGREY JAMES THOMAS | n/a | PHILADELPHIA, PA | Denver, CO | 6 | 26 | 3 | yes |
| Sarah E Schiavoni | n/a | PHILADELPHIA, PA | NEWBURY, MA | 6 | 26 | 3 | yes |
| Joseph M. Hurchik | n/a | PHILADELPHIA, PA | 6 | 23 | 4 | yes |
| Alison B Simpson | n/a | MOORESTOWN, NJ | PHILADELPHIA, PA | 6 | 25 | 4 | yes |
| Marc F Dippolito | n/a | PHILADELPHIA, PA | NEWTOWN, PA | 6 | 19 | 1 | yes |
| DAVID J CHORBA | n/a | CHARLESTON, SC | PHILADELPHIA, PA | 6 | 24 | 2 | yes |
| SAMUEL NICHOLAS GIORDANO | n/a | CLARKSBORO, NJ | PHILADELPHIA, PA | 6 | 20 | 2 | yes |
| Zachary A. Per | n/a | PHILADELPHIA, PA | 6 | 17 | 2 | yes |
| Christopher C Garvin | n/a | PHILADELPHIA, PA | 6 | 19 | 3 | yes |
| John A DiGirolamo | n/a | ORELAND, PA | PHILADELPHIA, PA | 6 | 18 | 3 | yes |
| Jamie L. White | n/a | Wayne, PA | PHILADELPHIA, PA | 6 | 14 | 2 | yes |
| Bill F. Roach | n/a | WALLINGFORD, PA | PHILADELPHIA, PA | 6 | 16 | 3 | yes |
| Milissa A Hutchinson | n/a | PHILADELPHIA, PA | New York, NY | 6 | 15 | 3 | yes |
| Kate A Mastalerz | n/a | PHILADELPHIA, PA | New York, NY | 6 | 12 | 2 | yes |
| GARRETT S GOGGIN | n/a | Pleasanton, CA | PHILADELPHIA, PA | 6 | 33 | 1 | yes |
| Matt R Cowell | n/a | Philadelphia, PA | PHILADELPHIA, PA | 6 | 12 | 2 | yes |
| MATTHEW TODD CHENEY | n/a | OLATHE, KS | PHILADELPHIA, PA | 5 | 29 | 1 | yes |
| JOSEPH TYLER CINOTTO | n/a | Issaquah, WA | PHILADELPHIA, PA | 5 | 14 | 2 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| DELAWARE STRUCTURED CREDIT OPPORTUNITY FUND, LP | Other Private Fund | $143M | Jun 18, 2013 | 2 | Mar 30, 2012 | dropped | 021-134252 |
| MACQUARIE EMERGING MARKETS SMALL CAP FUND, LLC | Hedge Fund | $113M | Feb 6, 2024 | 3 | Jun 29, 2022 | reported | 021-411007 |
| MACQUARIE ABSOLUTE RETURN MBS FUND | Other Private Fund | $60.6M | Sep 20, 2019 | 1 | Jun 22, 2017 | dropped | n/a |
| MACQUARIE ENERGY SOLUTIONS FUND, LLC | Hedge Fund | $52.7M | Sep 20, 2024 | 334 | Sep 20, 2024 | reported | n/a |
| WADDELL & REED SMALL COMPANY GROWTH FUND, LLC | Hedge Fund | $47.2M | Sep 20, 2024 | 7 | Mar 30, 2012 | reported | 021-134203 |
| MACQUARIE MULTI-CAP GROWTH FUND, LP | Hedge Fund | $31.4M | Feb 6, 2024 | 6 | Mar 30, 2012 | reported | 021-84560 |
| DELAWARE ENHANCED HIGH YIELD MUNICIPAL LLC | Hedge Fund | $27.4M | Sep 20, 2024 | 1 | Jun 29, 2023 | reported | 021-474374 |
| MACQUARIE INTERNATIONAL SMALL CAP EQUITY FUND, LLC | Hedge Fund | $26.3M | Feb 6, 2024 | 2 | Jun 28, 2019 | reported | 021-331370 |
| MACQUARIE EMERGING MARKETS DEBT SELECT OPPORTUNITIES MASTER FUND, LTD. | Hedge Fund | $18.1M | Sep 20, 2024 | 2 | Jun 29, 2022 | reported | 021-411006 |
| MACQUARIE SMALL CAP GROWTH FUND, LP | Hedge Fund | $17.8M | Aug 30, 2018 | 9 | Mar 30, 2012 | dropped | 021-38794 |
| FH EMERGING MARKETS SHORT TERM DEBT MASTER FUND, L.P. | Hedge Fund | $17.7M | Jun 18, 2013 | 2 | Jun 18, 2013 | dropped | n/a |
| MACQUARIE ABSOLUTE RETURN MBS FUND, LP | Other Private Fund | $10.6M | Sep 30, 2020 | 2 | Jan 4, 2013 | dropped | 021-107296 |
| MACQUARIE ABSOLUTE RETURN REAL ESTATE FUND (MASTER), LTD. | Hedge Fund | $642,916 | Sep 20, 2019 | 2 | Jun 30, 2014 | dropped | 021-201884 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CONNOR, DAVID, FORRESTER | SVP/GENERAL COUNSEL, SECRETARY/TRUSTEE | Na | yes | 05/2015 | Jun 10, 2015 | Sep 20, 2024 |
| DELAWARE INVESTMENTS MANAGEMENT COMPANY, LLC. | CORPORATE PARENT OF REGISTRANT | E | yes | 09/1996 | Jun 10, 2015 | Sep 20, 2024 |
| LYTLE, SHAWN, KEITH | CHIEF EXECUTIVE OFFICER, PRESIDENT/ TRUSTEE | Na | yes | 06/2015 | Jun 10, 2015 | Sep 20, 2024 |
| MACQUARIE AFFILIATED MANAGERS (USA) INC. | Parent | E | yes | 01/2010 | Mar 30, 2012 | Sep 20, 2024 |
| MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | Parent | E | yes | 01/2010 | Mar 30, 2012 | Sep 20, 2024 |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | Parent | E | yes | 07/2020 | Sep 30, 2020 | Sep 20, 2024 |
| MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | Parent | E | yes | 07/2020 | Sep 30, 2020 | Sep 20, 2024 |
| MACQUARIE FG HOLDINGS INC. | Parent | E | yes | 01/2010 | Mar 30, 2012 | Sep 20, 2024 |
| MACQUARIE GROUP LIMITED | Parent | E | yes | 12/2011 | Mar 30, 2012 | Sep 20, 2024 |
| MACQUARIE MANAGEMENT HOLDINGS, INC. | Parent | E | yes | 09/1990 | Mar 30, 2017 | Sep 20, 2024 |
| SALUS, RICHARD | SVP GLOBAL HEAD OF FUND ADMINISTRATION | Na | yes | 01/1998 | Jun 30, 2016 | Sep 20, 2024 |
| Wolfangel, Robert, Peter | Trustee | Na | yes | 03/2023 | Mar 7, 2023 | Sep 20, 2024 |
| Wolin, Martin, Joel | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2024 | Feb 6, 2024 | Sep 20, 2024 |
| CAPUZZI, MICHAEL, FRANCIS | U.S. CHIEF OPERATIONS OFFICER | Na | no | 06/2018 | Jun 28, 2019 | Sep 20, 2024 |
| HOBAN, STEPHEN | CHIEF FINANCIAL OFFICER | Na | no | 09/2020 | Sep 30, 2020 | Sep 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED | n/a | Other adviser | $187B | N | yes | n/a |
| MACQUARIE INFRASTRUCTURE PARTNERS INC. | n/a | Asset manager | $49B | N | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED | n/a | Asset manager | $25B | N | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG | n/a | Former SEC adviser | $12B | N | yes | n/a |
| CENTRAL PARK ADVISERS, LLC | n/a | Asset manager | $4.8B | N | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE S.A. | n/a | Former SEC adviser | $4.5B | N | yes | n/a |
| MAM AMERICAS, INC. | n/a | Asset manager | $4.3B | N | yes | n/a |
| MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC. | n/a | Former SEC adviser | $3.9B | N | yes | n/a |
| MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | n/a | Former SEC adviser | $3.2B | N | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT LIMITED | n/a | Former SEC adviser | $1.1B | N | yes | n/a |
| MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC | n/a | Asset manager | $526M | N | yes | n/a |
| DELAWARE DISTRIBUTORS, L.P. | n/a | n/a | n/a | N | yes | n/a |
| MACQUARIE ALTERNATIVE STRATEGIES | n/a | n/a | n/a | Y | yes | n/a |
| MACQUARIE BANK INTERNATIONAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MACQUARIE CAPITAL (USA) INC. | n/a | n/a | n/a | N | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT GENERAL PARTNER, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| OVERLAND PARK | Ks | United States | 33 | yes |
| NEW YORK | NY | United States | 23 | yes |
| SAN DIEGO | CA | United States | 8 | no |
| Chicago | IL | United States | 8 | yes |
| Boston | Ma | United States | 5 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 14, 2026 | $164B | $164B | 598 | 157 | 4 | 3 | n/a |
| 2024 | Jun 28, 2024 | $191B | $191B | 657 | 168 | 5 | 3 | $92.7M |
| 2023 | Jun 29, 2023 | $192B | $192B | 657 | 144 | 5 | 6 | $253M |
| 2022 | Jun 29, 2022 | $236B | $236B | 628 | 150 | 4 | 4 | $228M |
| 2021 | Jun 28, 2021 | $178B | $178B | 532 | 120 | 3 | 2 | $97.0M |
| 2020 | Jun 26, 2020 | $145B | $145B | 550 | 123 | 3 | 3 | $51.4M |
| 2019 | Jun 28, 2019 | $159B | $159B | 582 | 127 | 3 | 5 | $126M |
| 2018 | Jun 29, 2018 | $159B | $159B | 611 | 128 | 4 | 5 | $224M |
| 2017 | Jun 22, 2017 | $153B | $153B | 501 | 132 | n/a | 5 | $135M |
| 2016 | Jun 30, 2016 | $175B | $175B | 506 | 133 | n/a | 4 | $135M |
| 2015 | Jun 10, 2015 | $190B | $190B | 491 | 127 | n/a | 2 | $30.1M |
| 2014 | Jun 30, 2014 | $185B | $185B | 490 | 120 | n/a | 2 | $28.1M |
| 2013 | Jun 18, 2013 | $187B | $187B | 500 | 150 | n/a | 3 | $177M |
| 2012 | Jun 28, 2012 | $169B | $169B | n/a | n/a | n/a | 1 | $253M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 2 | 1 | 3.8% | 0 | 1 | 0 | 7 | 15 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $144B | $191B | -24.6% | $236B | -15.2% | 778 | 657 | 5 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WADDELL & REED | 4 | Apr 21, 2021 | May 4, 2021 | OVERLAND PARK, KS | Team lift out | Other | 0.3% |