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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Joseph Thomas Lowe

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MENTOR, OH

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Search this name across graphsid dfx:ria:8be6b3b4-f5ee-89a4-2cb3-aa6b2a10ec2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 12, 2014
First registration: Sep 12, 2014
Dual registered: yes, broker-dealer
Other names: Joseph Lowe|JOSEPH THOMAS LOWE
IAPD individual key: 6340212

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 18, 2017	n/a	yes	MENTOR, OH	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 2, 2017	Dec 6, 2017	no	WESTLAKE, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 5, 2016	Feb 24, 2017	no	BRUNSWICK, OH	Previous registration
EDWARD JONES	National bd RIA	Sep 12, 2014	Jul 18, 2016	no	Maryland Heights, MO\|Maryland Heights, MO\|LOVELAND, OH\|EVANSVILLE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 6, 2017	Dec 18, 2017	12	Firm change	Other
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 24, 2017	Mar 2, 2017	6	Firm change	Other
EDWARD JONES	PNC WEALTH MANAGEMENT	Jul 18, 2016	Aug 5, 2016	18	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Dec 18, 2017 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 2, 2017 to Dec 6, 2017factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 5, 2016 to Feb 24, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 12, 2014 to Jul 18, 2016factForm ADV

Dated events

No dated event names this entity yet.