DFX Intelligence

J•• D••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J•• D••• J••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Rapid City, SD

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Search this name across graphsid dfx:ria:8beec6ba-8d46-78fd-8277-a1c16fd5e034

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 9, 2019	n/a	yes	Rapid City, SD	Current employment
S••••• S••••••••• I•••	Independent wealth	Mar 10, 2010	Oct 8, 2019	no	RAPID CITY, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• S••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 8, 2019	Oct 9, 2019	1	Firm change	Ibd to ibd
W•••••• • R•••	S••••• S••••••••• I•••	Oct 27, 2009	Mar 10, 2010

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 9, 2019 to presentfactForm ADV
→ S••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 10, 2010 to Oct 8, 2019factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jul 31, 2007 to Oct 27, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8beec6ba-8d46-78fd-8277-a1c16fd5e034
First observed: Jul 31, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.