DFX Intelligence

F••••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

F••••••• C•••••• P•••••••• L••

CRD 139256

POWELL, OH

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Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 15
On other graphs: 1
Observed: Feb 10, 2012 to Mar 26, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

F••••••• C•••••• P•••••••• L••

Real estate fund manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $247M••• Locked
Discretionary RAUM: $247M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••••• S•••••••• I••••••••• L••	Other Private Fund	$2.2B	Mar 25, 2021	2	Feb 10, 2012	dropped	n/a
F••••••• B•••••• I••••••••• L••	Real Estate Fund	$1.1B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• D•••••• A••••••	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2018	Mar 18, 2019	Mar 22, 2024
G•••• T••••••• C••••••	EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER	Na	yes	11/2003	Feb 10, 2012	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• P••••••• G••••• L•••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
POWELL, OHIO 43065	Oh	United States	10	no
Petaluma	CA	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$247M	$1.4B	-82.2%	$1.4B	-43.9%	22	25	1	2

Relationships

Advises (7)

→ F••••••• M••••••••• P••••••••• L••Private fundReal Estate Fund, IA
Mar 22, 2024 to presentfactForm ADV
→ F••••••• B•••••• I••••••••• L••Private fundReal Estate Fund, IA, no longer reported
Feb 10, 2012 to Mar 22, 2024factForm ADV
→ S••••• P••••••••• L••Private fundReal Estate Fund, IA, no longer reported
Mar 24, 2023 to Mar 22, 2024factForm ADV
→ O•••••••• O••••••••• F••• L••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
26 Mar 2026
Ria principal change2 events
F••••••• C•••••• P•••••••• L••: ria principal change, 2 events, on 26 Mar 2026
- ••• Locked
- ••• Locked
Occurred
26 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
down $1.9B
Occurred
26 Mar 2026
Private fund no longer reported3 events
F••••••• C•••••• P•••••••• L••: private fund no longer reported, 3 counterparties, on 26 Mar 2026
$9.4M to $1.1B
- ••• Locked$745M
- ••• Locked$9.4M
- ••• Locked$1.1B
Occurred
26 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
26 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
down $1.1B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 10, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$3.5B	$429M	10	10	n/a	3	$3.5B
2014	Mar 30, 2015	$3.6B	$412M	10	7	n/a	4	$3.6B
2013	Mar 31, 2014	$3.5B	$434M	10	7	n/a	4	$3.5B
2012	Apr 1, 2013	$3.9B	$795M	11	8	n/a	4	$3.9B