DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••• C•••••• P•••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 10, 2012 · 20 filings
SEC status approved since Feb 24, 2012
RAUM
$247M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$247M as of Mar 26, 2026
Apr 1, 2013$3.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 1, 20130 then
Employees (5.A)22 as of Mar 26, 2026
Apr 1, 201311 then
Private funds1 as of Mar 26, 2026
Apr 1, 20134 then
RAUM -82% over the last fiscal year-44% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $247MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -82%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$247M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••• S•••••••• I••••••••• L••no longer reported | Other Private Fund | $2.2B | 2 | Feb 10, 2012 |
| F••••••• B•••••• I••••••••• L•• | Real Estate Fund | $1.1B | 1 | Feb 10, 2012 |
| S••••• P••••••••• L•• | Real Estate Fund | $745M | 60 | Mar 24, 2023 |
| F••••••• M••••••••• P••••••••• L•• | Real Estate Fund | $280M | 2 | Mar 22, 2024 |
| F••••••• W••• F•••• L•no longer reported | Other Private Fund | $153M | 12 | Feb 10, 2012 |
| O•••••••• O••••••••• F••• L•• | Real Estate Fund | $9.4M | 6 | Mar 24, 2023 |
| F••••••• E••• F•••• L•no longer reported | Other Private Fund | $1.9M | 15 | Feb 10, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• D•••••• A•••••• · Chief Operating Officer And Chief Compliance Officercontrolsince 10/2018 · owns less than 5%
- G•••• T••••••• C•••••• · Executive Vice President And Chief Strategy Officercontrolsince 11/2003 · owns less than 5%
- R•••••••• M••••••• O•••• · Chief Acquisition Officercontrolsince 11/2003 · owns less than 5%
- S••••• R•••••• E••••• · Member, Ceo And Presidentcontrolsince 11/2003 · owns 75% or more
- H•••••• L••••• R•••••• · Chief Financial Officersince 05/2021 · owns less than 5%
Related persons
Schedule D 7.A
- F••••••• P••••••• G••••• L•••investment companyn
Offices
Schedule D 1.F, the 25 largest
- Powell, Ohio 43065, OH10 employees
- Petaluma, CA3 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $1,390,000,000 to $247,072,343 (-82.0%) between the annual amendments of 2025-01-13 and 2026-03-26; the peer median change was +4.0% (1147 comparable advisers, 1.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 0.7% percentile
- discretionary share shiftChange between filings · filing Mar 26, 2026discretionary share of RAUM moved from 20.0% to 100.0% between the annual amendments of 2025-01-13 and 2026-03-26peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Accounts · 3 to 1May 1, 2025 to Mar 26, 2026
- Advisory employees · 10 to 8May 1, 2025 to Mar 26, 2026
- Advisory activities · 2 to 1May 1, 2025 to Mar 26, 2026
- Pooled vehicle clients · 2 to 1May 1, 2025 to Mar 26, 2026
- Employees · 25 to 22May 1, 2025 to Mar 26, 2026
- Private funds · 2 to 1May 1, 2025 to Mar 26, 2026
- Discretionary RAUM · $291M to $247MMay 1, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $1.1B to $0May 1, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.2B to $247MMay 1, 2025 to Mar 26, 2026
- RAUM · $1.4B to $247MMay 1, 2025 to Mar 26, 2026
- Accounts · 4 to 3Jan 13, 2025 to May 1, 2025
- Advisory employees · 15 to 10Jan 13, 2025 to May 1, 2025
- Advisory activities · 1 to 2Jan 13, 2025 to May 1, 2025
- Pooled vehicle clients · 4 to 2Jan 13, 2025 to May 1, 2025
- Financial planning clients · unset to Jan 13, 2025 to May 1, 2025
- HQ city · COLUMBUS to POWELLJan 13, 2025 to May 1, 2025
- Other offices · 2 to 1Jan 13, 2025 to May 1, 2025
- Private funds · 4 to 2Jan 13, 2025 to May 1, 2025
- Discretionary RAUM · $280M to $291MJan 13, 2025 to May 1, 2025
- Non-discretionary RAUM · $1.1B to $1.1BJan 13, 2025 to May 1, 2025
- Pooled vehicle RAUM · $1.4B to $1.2BJan 13, 2025 to May 1, 2025
- RAUM · $1.4B to $1.4BJan 13, 2025 to May 1, 2025
- Accounts · 3 to 4Mar 24, 2023 to Mar 22, 2024
- Pooled vehicle clients · 3 to 4Mar 24, 2023 to Mar 22, 2024
- Employees · 27 to 25Mar 24, 2023 to Mar 22, 2024
- Private funds · 3 to 4Mar 24, 2023 to Mar 22, 2024
- Discretionary RAUM · $0 to $280MMar 24, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $1.4B to $1.1BMar 24, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $1.4B to $1.4BMar 24, 2023 to Mar 22, 2024
- RAUM · $1.4B to $1.4BMar 24, 2023 to Mar 22, 2024
- Accounts · 2 to 3Apr 1, 2022 to Mar 24, 2023
- Pooled vehicle clients · 2 to 3Apr 1, 2022 to Mar 24, 2023
- Employees · 24 to 27Apr 1, 2022 to Mar 24, 2023
- Private funds · 1 to 3Apr 1, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $1.3B to $1.4BApr 1, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $1.3B to $1.4BApr 1, 2022 to Mar 24, 2023
- RAUM · $1.3B to $1.4BApr 1, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $845M to $1.3BOct 28, 2021 to Apr 1, 2022
- Pooled vehicle RAUM · $845M to $1.3BOct 28, 2021 to Apr 1, 2022
- RAUM · $845M to $1.3BOct 28, 2021 to Apr 1, 2022
Signals
5 dated events
- F••••••• C•••••• P•••••••• L•• reported RAUM $247.1M, down 82% from $1.4B (2025-05-01 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- F••••••• C•••••• P•••••••• L•• reported RAUM $1.3B, up 56% from $845.3M (2021-10-28 to 2022-04-01)Apr 1, 2022 · RAUM change · derived
- F••••••• C•••••• P•••••••• L•• reported RAUM $845.3M, down 73% from $3.2B (2021-03-25 to 2021-10-28)Oct 28, 2021 · RAUM change · derived
- Edward Kurt Gatterdam (Vice President Finance And Chief Compliance Officer) no longer on Schedule A of F••••••• C•••••• P•••••••• L•• (listed 2020-03-27, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- Anthony Dustin Frazier (Senior Vice President) appeared on Schedule A of F••••••• C•••••• P•••••••• L••Mar 18, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fillmorecapitalpartnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- F•••••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 614-781-1420reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
F••••••• C•••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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