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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist30 years in industry

WILLIAM PATRICK HARMON

Advisor at HARMON FINANCIAL ADVISORS, INC.

FLOWOOD, MS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARMON FINANCIAL ADVISORS, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S63|S65|S66
First exam: Dec 19, 1995
First registration: Mar 22, 2005
Dual registered: no
Other names: PAT HARMON|W. PATRICK HARMON
IAPD individual key: 2670444

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARMON FINANCIAL ADVISORS, INC.	State registered	Feb 23, 2011	n/a	yes	FLOWOOD, MS	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	May 7, 2009	Feb 22, 2011	no	BRANDON, MS	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 12, 2007	Mar 31, 2009	no	RIDGELAND, MS	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Mar 22, 2005	Nov 16, 2007	no	BRANDON, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	HARMON FINANCIAL ADVISORS, INC.	Feb 22, 2011	Feb 23, 2011	1	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	AVANTAX ADVISORY SERVICES	Mar 31, 2009	May 7, 2009	37	Firm change	Other
AVANTAX ADVISORY SERVICES	VALIC FINANCIAL ADVISORS, INC.	Nov 16, 2007	Nov 12, 2007	-4	Firm change	Other

Relationships

Registered with (3)

→ HARMON FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Feb 23, 2011 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
May 7, 2009 to Feb 22, 2011factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 12, 2007 to Mar 31, 2009factForm ADV

Dated events

No dated event names this entity yet.