RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• P•••••• H•••••
- H••••• F•••••••• A•••••••• I••• state registered currentsince Feb 23, 2011 · Flowood, Ms
- A•••••• A••••••• S••••••• formerMay 7, 2009 to Feb 22, 2011 · Brandon, Ms
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 12, 2007 to Mar 31, 2009 · Ridgeland, Ms
- A•••••• A••••••• S••••••• formerMar 22, 2005 to Nov 16, 2007 · Brandon, Ms
- A•••••• A••••••• S••••••• to H••••• F•••••••• A•••••••• I•••left Feb 22, 2011, registered Feb 23, 2011 (1 days) · Other
- V•••• F•••••••• A•••••••• I••• to A•••••• A••••••• S•••••••left Mar 31, 2009, registered May 7, 2009 (37 days) · Other
- A•••••• A••••••• S••••••• to V•••• F•••••••• A•••••••• I•••left Nov 16, 2007, registered Nov 12, 2007 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address