DFX Intelligence

S••••••• C••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S••••••• C••••• H•••••

Advisor at O••• W•••• A••••••• P•••••••

YUCAIPA, CA

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Search this name across graphsid dfx:ria:8c1b8e02-1cf2-96b6-0838-06db9c700a91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• W•••• A••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 28, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• W•••• A••••••• P•••••••	State registered	Aug 5, 2026	n/a	yes	YUCAIPA, CA\|YUCAIPA, CA	Current employment
I••••••• F•••••••• S••••••• A•••••••	Independent wealth	Apr 20, 2020	Jul 31, 2026	no	OAKLAND, CA\|Yucaipa, CA\|Palm Desert, CA\|Yucaipa, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F•••••••• S••••••• A•••••••	O••• W•••• A••••••• P•••••••	Jul 31, 2026	Aug 5, 2026	5	Firm change	RIA to state RIA
I••••••• F•••••••• S•••••••	I••••••• F•••••••• S••••••• A•••••••	Dec 31, 2020	Apr 20, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
304981:342017:CA:2026-07-31	Jul 31, 2026	Aug 5, 2026	YUCAIPA, CA	Firm change

Relationships

Registered with (5)

→ O••• W•••• A••••••• P•••••••Registered adviserregistration: current employment
Aug 5, 2026 to presentfactForm ADV
→ I••••••• F•••••••• S••••••• A•••••••Registered adviserregistration: previous registration
Apr 20, 2020 to Jul 31, 2026factForm ADV
→ I••••••• F•••••••• S•••••••Registered adviserregistration: previous registration
Dec 20, 2018 to Dec 31, 2020factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
S••••••• C••••• H••••• left I••••••• F•••••••• S••••••• A••••••• for O••• W•••• A••••••• P••••••• (registered 2026-08-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c1b8e02-1cf2-96b6-0838-06db9c700a91
First observed: Jun 9, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.