DFX Intelligence

Data Factory

A••••• W•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor32 years in industry

A••••• W•••• W•••••••

Advisor at J•• F••••• O•••••

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c23ed2b-a0d6-0542-da12-74e1be3835f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Sep 6, 2016 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••• W•••• W•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• F••••• O•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J•• F••••• O•••••	Independent wealth	Jan 29, 2016	n/a	yes	DENVER, CO	Current employment
J•• W••••• M••••••••• L••	Former SEC adviser	Sep 6, 2016	Jan 19, 2026	no	DENVER, CO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J•• W••••• M••••••••• L••	n/a	Jan 19, 2026	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ J•• F••••• O•••••Registered adviserregistration: current employment
Jan 29, 2016 to presentfactForm ADV
→ J•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 6, 2016 to Jan 19, 2026factForm ADV

Dated events

Occurred
Jan 19, 2026
Advisor departed, no destination yet
A••••• W•••• W••••••• no longer registered at J•• W••••• M••••••••• L••; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c23ed2b-a0d6-0542-da12-74e1be3835f8
First observed: Sep 6, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.