DFX Intelligence

J•• F••••• O•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

J•• F••••• O•••••

J•••••• F•••••••• G•••• L••, CRD 125101

DENVER, CO

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Search this name across graphsid dfx:ria:943da6c8-fefe-2b2a-bd38-0d27fab61c16

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 65
Dated events: 24
On other graphs: 3
Observed: Jan 30, 2012 to May 4, 2026
46 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

J•• F••••• O•••••

Family office · key cik, key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

J•• F••••• O•••••

Capital provider to sponsors · key cik, key crd, key sfn adviser, shared crd

Private Equityidentity

J•••••• F•••••••• G•••• L••

Private equity manager · key cik, key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.5B••• Locked
Discretionary RAUM: $2.5B
Private client RAUM: $4.5Bderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 35
RAUM per advisor: $129Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••••• C•••••• J••••••	Chartered Financial Analyst	DENVER, CO	23	24	1	no
R••••• L•••• L•••••••	n/a	DENVER, CO	13	14

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
J•• F••• L••	Private Equity Fund	$5.4M	May 4, 2026	35	Mar 22, 2022	reported	021-1920164

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• H••••••• L••	Member	E	yes	09/2021	May 4, 2026	May 4, 2026
B••••• L•••• M••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2025	May 4, 2026	May 4, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•• W••••• M••••••••• L••	n/a	Former SEC adviser	$1.2B	Y	yes	n/a
J•• F••• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Washington	Dc	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	5	0	14.3%	0	2	0	15	6

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.5B	$2.7B	65.0%	$2.0B	31.3%	62	47	2	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J•• W••••• M••••••••• L••	22	Jan 19, 2026	Jan 2, 2026	DENVER, CO	Firm absorbed	RIA to RIA	61.1%
J•• W••••• M••••••••• L••	2	Jan 19, 2026	Apr 2, 2025

Relationships

Registered with (44)

← P•••••• C••• C•••••••Advisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← D•••• P•••••• A•••••••••Advisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← W•••••• S•••••• N••••Advisorregistration: current employment
Feb 17, 2026 to presentfactForm ADV
← B•••••• H•••

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 4, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:943da6c8-fefe-2b2a-bd38-0d27fab61c16
First observed: Jan 30, 2012
Last observed: May 4, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.