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RIA / WealthAdvisorChartered Financial Consultant34 years in industry

DANIEL WILLIAM WORTHINGTON

Advisor at STONEBRIDGE FINANCIAL GROUP

SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:8c2772a9-2a84-22b4-e984-8c2b30cf670b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEBRIDGE FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Jul 29, 1992
First registration: Mar 10, 2004
Dual registered: no
Other names: DANIEL W WORTHINGTON
IAPD individual key: 1202877

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEBRIDGE FINANCIAL GROUP	Independent wealth	Jun 25, 2026	n/a	yes	SAN RAFAEL, CA	Current employment
GWN SECURITIES INC.	Bd affiliated wealth	Sep 18, 2019	Jun 3, 2026	no	ORINDA, CA\|ORINDA, CA\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|BRIDGEWATER, NJ	Previous registration
CASTLE ROCK WEALTH MANAGEMENT, LLC	Independent wealth	Dec 6, 2018	Jul 29, 2019	no	WALNUT CREEK, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 10, 2004	Oct 29, 2018	no	SAN FRANCISCO, CA\|FOLSOM, CA\|MONTEREY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GWN SECURITIES INC.	STONEBRIDGE FINANCIAL GROUP	Jun 3, 2026	Jun 25, 2026	22	Firm change	Ibd to RIA
CASTLE ROCK WEALTH MANAGEMENT, LLC	GWN SECURITIES INC.	Jul 29, 2019	Sep 18, 2019	51	Firm change	RIA to ibd
EQUITABLE ADVISORS, LLC	CASTLE ROCK WEALTH MANAGEMENT, LLC	Oct 29, 2018	Dec 6, 2018	38	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ STONEBRIDGE FINANCIAL GROUPRegistered adviserregistration: current employment
Jun 25, 2026 to presentfactForm ADV
→ GWN SECURITIES INC.Registered adviserregistration: previous registration
Sep 18, 2019 to Jun 3, 2026factForm ADV
→ CASTLE ROCK WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 6, 2018 to Jul 29, 2019factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 10, 2004 to Oct 29, 2018factForm ADV

Dated events

Occurred
Jun 3, 2026
Advisor changed firm
Daniel William Worthington left Gwn Securities Inc. for Stonebridge Financial Group (registered 2026-06-25)
Form ADVobserved 5 days ago