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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STONEBRIDGE FINANCIAL GROUP

STONEBRIDGE FINANCIAL GROUP, LLC, CRD 340200

SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bac0784d-a064-28f0-905b-bea8e85d1288

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: Jan 2, 2026 to Aug 7, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $896MItem 5.F on the latest filing (2026-08-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $896M
Private client RAUM: $890MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $59.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 21
Advisory employees: 12
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,871
Individual clients: 684
High net worth clients: 253
Custody, client assets: $75.7M
SEC number: 801-135258
CRD: 340200
Filings on the tape: 4
First filed: Jan 2, 2026
Latest filed: Aug 7, 2026
Organised: Limited Liability Company, DE
Website: sb-fg.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
JAMES RODNEY WHITE	n/a	SAN RAFAEL, CA	39	1	no
Blair Lawton Martin	n/a	SAN RAFAEL, CA	24	5	yes
CHRISTOPHER WORTHINGTON	n/a	SAN RAFAEL, CA	11	1	no
MITCHELL LOUIS BORTOLOTTO	n/a	SAN RAFAEL, CA	11	1	no
NICHOLAS IMBIMBO	n/a	SAN RAFAEL, CA	18	1	no
Michael Joseph Worthington	n/a	SAN RAFAEL, CA	10	1	no
KYLE SINGLETON	n/a	SAN RAFAEL, CA	10	1	no
MICHAEL GARRIGAN	n/a	SAN RAFAEL, CA	11	1	no
NICO TAYLOR RUSSO	n/a	SAN RAFAEL, CA	12	1	no
KYLE BRYAN DANIELS	n/a	SAN RAFAEL, CA	11	1	no
CHARLOTTE ANN SLOAN	Chartered Financial Consultant	SAN RAFAEL, CA	28	1	no
ROBERTA LYNN BECHTEL	n/a	SAN RAFAEL, CA	19	2	no
Marcus Nilsson	n/a	SAN RAFAEL, CA	10	1	no
Julian Goodman	n/a	SAN RAFAEL, CA	10	1	no
DANIEL WILLIAM WORTHINGTON	Chartered Financial Consultant	SAN RAFAEL, CA	34	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Nilsson, Marcus	Cco	Na	no	12/2025	Aug 7, 2026	Aug 7, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 24, 2026	$896M	$896M	21	12	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
15	0	15	0.0%	1	0	0	15	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$896M	n/a	n/a	n/a	n/a	21	n/a	2	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EQUITABLE ADVISORS, LLC	14	Mar 3, 2026	Mar 4, 2026	SAN RAFAEL, CA	Team lift out	Ibd to new firm	0.3%

Relationships

Owns (1)

← Nilsson, MarcusOwnerCCO, ownership code NA, individual
Aug 7, 2026 to presentfactForm ADV

Registered with (15)

← DANIEL WILLIAM WORTHINGTONAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Marcus NilssonAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Julian GoodmanAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← CHARLOTTE ANN SLOANAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← ROBERTA LYNN BECHTELAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← JAMES RODNEY WHITEAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← Blair Lawton MartinAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← CHRISTOPHER WORTHINGTONAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← MITCHELL LOUIS BORTOLOTTOAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← NICHOLAS IMBIMBOAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← Michael Joseph WorthingtonAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← KYLE SINGLETONAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← MICHAEL GARRIGANAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← NICO TAYLOR RUSSOAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← KYLE BRYAN DANIELSAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV

Moved with (1)

← EQUITABLE ADVISORS, LLCRegistered adviser14 advisors, team lift out
Mar 3, 2026 to Mar 4, 2026factForm ADV

Dated events

Occurred
Mar 3, 2026
Team lift-out
14 advisors left Equitable Advisors, LLC (San Rafael, CA) for Stonebridge Financial Group within 2 days
Form ADVobserved 5 days ago
14 advisors
Occurred
Mar 2, 2026
Advisor headcount changed
Stonebridge Financial Group reported 12 state-registered advisory representatives, up from 2 (2026-01-02 to 2026-03-02)
Form ADVobserved 5 days ago
10 IARS

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bac0784d-a064-28f0-905b-bea8e85d1288
First observed: Jan 2, 2026
Last observed: Aug 7, 2026 44 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STONEBRIDGE FINANCIAL GROUP

STONEBRIDGE FINANCIAL GROUP, LLC, CRD 340200

SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bac0784d-a064-28f0-905b-bea8e85d1288

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES RODNEY WHITE

n/a

SAN RAFAEL, CA

Blair Lawton Martin

n/a

SAN RAFAEL, CA

yes

CHRISTOPHER WORTHINGTON

n/a

SAN RAFAEL, CA

MITCHELL LOUIS BORTOLOTTO

n/a

SAN RAFAEL, CA

NICHOLAS IMBIMBO

n/a

SAN RAFAEL, CA

Michael Joseph Worthington

n/a

SAN RAFAEL, CA

KYLE SINGLETON

n/a

SAN RAFAEL, CA

MICHAEL GARRIGAN

n/a

SAN RAFAEL, CA

NICO TAYLOR RUSSO

n/a

SAN RAFAEL, CA

KYLE BRYAN DANIELS

n/a

SAN RAFAEL, CA

CHARLOTTE ANN SLOAN

Chartered Financial Consultant

SAN RAFAEL, CA

ROBERTA LYNN BECHTEL

n/a

SAN RAFAEL, CA

Marcus Nilsson

n/a

SAN RAFAEL, CA

Julian Goodman

n/a

SAN RAFAEL, CA

DANIEL WILLIAM WORTHINGTON

Chartered Financial Consultant

SAN RAFAEL, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Nilsson, Marcus

Cco

12/2025

Aug 7, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 24, 2026

$896M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$896M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EQUITABLE ADVISORS, LLC

Mar 3, 2026

Mar 4, 2026

SAN RAFAEL, CA

Team lift out

Ibd to new firm

0.3%