DFX Intelligence

D••••• T•••• T•••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

D••••• T•••• T•••• P•••

Advisor at P••••••••• B•••••••• S•••••••• I•••

GREEN BAY, WI | HOUSTON, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Jan 31, 2025	n/a	yes	HOUSTON, TX\|GREEN BAY, WI	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	May 21, 2019	Dec 31, 2024	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	P••••••••• B•••••••• S•••••••• I•••	Dec 31, 2024	Jan 31, 2025	31	Firm change	Ibd to RIA
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	May 31, 2019	May 21, 2019

Relationships

Registered with (4)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 31, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 21, 2019 to Dec 31, 2024factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 19, 2016 to May 31, 2019factForm ADV
→ E••••• J••••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 5, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.