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CRD 149742
LITTLETON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| AETHER REAL ASSETS V, L.P. | Private Equity Fund | $311M | Sep 18, 2024 | 108 | Sep 27, 2018 | reported | 021-317236 |
| AETHER REAL ASSETS IV, L.P. | Private Equity Fund | $272M | Sep 18, 2024 | 99 | Sep 28, 2016 | reported | 021-255112 |
| AETHER REAL ASSETS III, L.P. | Private Equity Fund | $195M | Sep 18, 2024 | 158 | Mar 11, 2014 | reported | 021-207654 |
| AETHER REAL ASSETS SONJ FUND, L.P. | Private Equity Fund | $147M | Sep 18, 2024 | 2 | Sep 27, 2018 | reported | 021-308485 |
| AETHER REAL ASSETS III SURPLUS, L.P. | Private Equity Fund | $123M | Sep 18, 2024 | 5 | Mar 11, 2014 | reported | 021-207656 |
| AETHER REAL ASSETS II, L.P. | Private Equity Fund | $113M | Sep 18, 2024 | 197 | Mar 9, 2012 | reported | 021-171755 |
| AETHER REAL ASSETS SEED PARTNERS I, L.P. | Private Equity Fund | $93.1M | Sep 18, 2024 | 9 | Sep 22, 2022 | reported | 021-440881 |
| AETHER REAL ASSETS CO-INVESTMENT I, L.P. | Private Equity Fund | $24.6M | Sep 18, 2024 | 41 | Sep 28, 2016 | reported | 021-263034 |
| AETHER REAL ASSETS I, L.P. | Private Equity Fund | $6.8M | Sep 21, 2023 | 113 | Mar 9, 2012 | reported | 021-135376 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | TRUSTEE OF AURORA TRUST | F | yes | 11/2014 | Feb 25, 2015 | Sep 18, 2024 |
| AURORA TRUST | Member | E | yes | 11/2014 | Nov 26, 2014 | Sep 18, 2024 |
| GOODRICH, SEAN, ARTHUR | MANAGING DIRECTOR | Na | yes | 07/2014 | Mar 9, 2012 | Sep 18, 2024 |
| NORTHERN LIGHTS MIDCO II, LLC | Member | E | yes | 12/2016 | May 31, 2017 | Sep 18, 2024 |
| NORTHERN LIGHTS MIDCO, LLC | Member | E | yes | 12/2016 | Nov 26, 2014 | Sep 18, 2024 |
| PACIFIC CURRENT GROUP LIMITED | Unitholder | D | yes | 11/2014 | Sep 28, 2016 | Sep 18, 2024 |
| SCHELL, TROY, RUSSELL | MANAGING DIRECTOR | Na | yes | 07/2014 | Mar 9, 2012 | Sep 18, 2024 |
| FEDERER, KRISTEN, LEIGH | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | Na | no | 09/2015 | Sep 29, 2015 | Sep 18, 2024 |
| RHOADES, DAVID, REED | CHIEF OPERATING OFFICER | Na | no | 01/2012 | Mar 9, 2012 | Sep 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NORTHERN LIGHTS CAPITAL GROUP, LLC | n/a | Former SEC adviser | $404M | N | yes | n/a |
| AETHER REAL ASSETS CO-INVESTMENT GP I, LLC | n/a | n/a | n/a | N | yes | n/a |
| AETHER REAL ASSETS GP II, LLC | n/a | n/a | n/a | N | yes | n/a |
| AETHER REAL ASSETS GP III, LLC | n/a | n/a | n/a | N | yes | n/a |
| AETHER REAL ASSETS GP IV, LLC | n/a | n/a | n/a | N | yes | n/a |
| AETHER REAL ASSETS GP SONJ, LLC | n/a | n/a | n/a | N | yes | n/a |
| AETHER REAL ASSETS GP V, LLC | n/a | n/a | n/a | N | yes | n/a |
| AETHER REAL ASSETS III SURPLUS GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| AETHER REAL ASSETS SEED PARTNERS GP I, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 2, 2026 | $1.1B | $983M | 3 | 2 | 1 | 8 | n/a |
| 2024 | Mar 25, 2025 | $1.3B | $1.1B | 12 | 8 | 1 | 8 | n/a |
| 2023 | Sep 21, 2023 | $1.5B | $1.3B | 11 | 8 | 1 | 9 | $1.5B |
| 2022 | Sep 22, 2022 | $1.6B | $1.4B | 12 | 9 | 1 | 9 | $1.6B |
| 2021 | Sep 28, 2021 | $1.5B | $1.3B | 15 | 10 | 1 | 8 | $1.5B |
| 2020 | Sep 28, 2020 | $1.4B | $1.2B | 14 | 9 | 1 | 8 | $1.4B |
| 2019 | Sep 26, 2019 | $1.4B | $1.3B | 13 | 9 | 1 | 8 | $1.4B |
| 2018 | Sep 27, 2018 | $1.5B | $1.4B | 14 | 9 | 1 | 8 | $1.5B |
| 2017 | Sep 27, 2017 | $1.3B | $1.3B | 10 | 9 | n/a | 6 | $1.3B |
| 2016 | Sep 28, 2016 | $1.2B | $1.2B | 9 | 8 | n/a | 6 | $1.2B |
| 2015 | Sep 29, 2015 | $896M | $896M | 8 | 7 | n/a | 4 | $896M |
| 2014 | Feb 25, 2015 | $950M | $950M | 8 | 6 | n/a | 4 | $950M |
| 2013 | Mar 11, 2014 | $941M | $941M | 6 | 5 | n/a | 4 | $941M |
| 2012 | Mar 11, 2013 | $442M | $442M | 6 | 5 | n/a | 2 | $442M |
| 2011 | Mar 9, 2012 | $270M | $270M | n/a | n/a | n/a | 2 | $270M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $1.3B | -10.5% | $1.6B | -10.1% | 3 | 12 | 1 | 1 |