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P•••••• C•••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P•••••• C•••••• G••••

N••••••• L••••• CAPITAL GROUP, LLC, CRD 157976

TACOMA, WA

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Search this name across graphsid dfx:ria:b18bd7ec-7c57-1d4d-3114-7077b99b6179

Data as of Sep 19, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Sep 19, 2023
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• C•••••• G••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $404MItem 5.F on the latest filing (2023-09-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• T••••	Private Equity Fund	$404M	Sep 19, 2023	1	Oct 1, 2015	reported	n/a
N••••••• L••••• C•••••• P•••••••• L••	Private Equity Fund	$123M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• I••••••••• M••••••••• P•• L••••••	TRUSTEE OF A••••• T••••	F	yes	11/2014	Jan 23, 2015	Sep 19, 2023
A••••• T••••	Member	E	yes	11/2014	Jan 23, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••• D••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$404M	$418M	-3.5%	$303M	10.0%	15	15	0	0

Relationships

Affiliated with (2)

← GLOBAL IMC LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← AETHER INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (3)

→ A••••• T••••Private fundPrivate Equity Fund, IA
Oct 1, 2015 to presentfactForm ADV
→ T•• A••••••••• F•••• L•

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b18bd7ec-7c57-1d4d-3114-7077b99b6179
First observed: Mar 30, 2012
Last observed: Sep 19, 2023 36 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.