This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SHUFRO, ROSE & CO., LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65

First exam

Feb 20, 2020

First registration

Feb 20, 2020

Dual registered

no

IAPD individual key

7186177

• Occurred

  Jan 11, 2024
  Advisor changed firm

  Aimee Adler left Cerity Partners Llc for Shufro, Rose & Co., Llc (registered 2024-02-06)

  Form ADVobserved 4 days ago
• Occurred

  Dec 2, 2022
  Advisor changed firm

  Aimee Adler left Round Table Wealth Management for Cerity Partners Llc (registered 2023-01-03)

  Form ADVobserved 4 days ago
• Occurred

  Feb 12, 2022
  Advisor changed firm

  Aimee Adler left Payne Capital Management, Llc for Round Table Wealth Management (registered 2022-02-25)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8c410638-e703-dec9-ba20-475d99e14cf9

First observed

Feb 20, 2020

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.