DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aimee Adler
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Feb 6, 2024
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Shufro, Rose & Co., LLC independent RIA currentsince Feb 6, 2024 · New York, Ny
- Cerity Partners LLC independent RIAJan 3, 2023 to Jan 11, 2024 · New York, Ny
- Round Table Wealth Management formerFeb 25, 2022 to Dec 2, 2022 · New York, Ny
- Payne Capital Management, LLC independent RIAFeb 20, 2020 to Feb 12, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Cerity Partners LLC to Shufro, Rose & Co., LLCleft Jan 11, 2024, registered Feb 6, 2024 (26 days) · RIA to RIA
- Round Table Wealth Management to Cerity Partners LLCleft Dec 2, 2022, registered Jan 3, 2023 (32 days) · RIA to RIA · moved with a team
- Payne Capital Management, LLC to Round Table Wealth Managementleft Feb 12, 2022, registered Feb 25, 2022 (13 days) · RIA to RIA
Signals
- Aimee Adler left Cerity Partners Llc for Shufro, Rose & Co., Llc (registered 2024-02-06)Jan 11, 2024 · Advisor changed firm · fact
- Aimee Adler left Round Table Wealth Management for Cerity Partners Llc (registered 2023-01-03)Dec 2, 2022 · Advisor changed firm · fact
- Aimee Adler left Payne Capital Management, Llc for Round Table Wealth Management (registered 2022-02-25)Feb 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address