This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MARINER

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Feb 8, 2016

First registration

May 11, 2018

Dual registered

no

Other names

Patrick Keen|MICHAEL KEEN

IAPD individual key

6585665

• Occurred

  Oct 23, 2023
  Advisor changed firm

  Michael Patrick Keen left Byron Financial, Llc for Mariner (registered 2023-11-01)

  Form ADVobserved 6 days ago
• Occurred

  Jul 20, 2022
  Advisor changed firm

  Michael Patrick Keen left Vanguard Advisers, Inc. for Byron Financial, Llc (registered 2022-07-19)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8c43bb67-0bf7-a6a4-2982-64b10fddde0d

First observed

May 11, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.