DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Marcus Malik Briscoe

Advisor at WELLS FARGO ADVISORS

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c55bed4-d2a1-057b-9b1c-33755efeb298

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Feb 5, 2019
First registration: Feb 21, 2019
Dual registered: yes, broker-dealer
Other names: Marcus Briscoe|Marcus M Briscoe|Marcus Malik Briscoe
IAPD individual key: 6506325

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 1, 2026	n/a	yes	NEW YORK, NY	Current employment
MORGAN STANLEY	Wirehouse	Nov 6, 2020	May 5, 2026	no	New York, NY\|New York, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 5, 2019	Nov 9, 2020	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 21, 2019	Oct 30, 2019	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	May 5, 2026	May 1, 2026	-4	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Nov 9, 2020	Nov 6, 2020	-3	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 30, 2019	Dec 5, 2019	36	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:19616:NY:2026-05-04	May 5, 2026	May 1, 2026	NEW YORK, NY	Firm change
7691:149777:NY:2020-11-02	Nov 9, 2020	Nov 6, 2020	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 6, 2020 to May 5, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 5, 2019 to Nov 9, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 21, 2019 to Oct 30, 2019factForm ADV

Dated events

Occurred
May 5, 2026
Advisor changed firm
Marcus Malik Briscoe left Morgan Stanley for Wells Fargo Advisors (registered 2026-05-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c55bed4-d2a1-057b-9b1c-33755efeb298
First observed: Feb 21, 2019
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Marcus Malik Briscoe

Advisor at WELLS FARGO ADVISORS

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c55bed4-d2a1-057b-9b1c-33755efeb298

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

May 1, 2026

n/a

yes

NEW YORK, NY

Current employment

MORGAN STANLEY

Wirehouse

Nov 6, 2020

May 5, 2026

New York, NY|New York, NY

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Dec 5, 2019

Nov 9, 2020

NEW YORK, NY|NEW YORK, NY

Previous registration

J.P. MORGAN SECURITIES LLC

Wirehouse

Feb 21, 2019

Oct 30, 2019

NEW YORK, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MORGAN STANLEY

WELLS FARGO ADVISORS

May 5, 2026

May 1, 2026

-4

Firm change

Wirehouse to wirehouse

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

Nov 9, 2020

Nov 6, 2020

-3

Firm change

Wirehouse to wirehouse

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 30, 2019

Dec 5, 2019

Firm change

Wirehouse to wirehouse

Team

Left

Joined

From

Kind

149777:19616:NY:2026-05-04

May 5, 2026

May 1, 2026

NEW YORK, NY

Firm change

7691:149777:NY:2020-11-02

Nov 9, 2020

Nov 6, 2020

NEW YORK, NY

Firm change