DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WESTERN WEALTH MANAGEMENT LLC
Golden, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Oct 10, 2016 | n/a | yes | Golden, CO | Current employment |
| WISDOM WEALTH STRATEGIES | Independent wealth | Apr 8, 2014 | Oct 7, 2016 | no | GREENWOOD VILLAGE, CO | Previous registration |
| CADARET GRANT & CO INC | Former SEC adviser | Jan 29, 2010 | Dec 31, 2015 | no | SYRACUSE, NY|DENVER, CO | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Mar 24, 2009 | Feb 8, 2010 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WISDOM WEALTH STRATEGIES | WESTERN WEALTH MANAGEMENT LLC | Oct 7, 2016 | Oct 10, 2016 | 3 | Firm change | Other |
| CADARET GRANT & CO INC | WISDOM WEALTH STRATEGIES | Dec 31, 2015 | Apr 8, 2014 | -632 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CADARET GRANT & CO INC | Feb 8, 2010 | Jan 29, 2010 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10641:170230:CO:2015-12-31 | Dec 31, 2015 | Apr 8, 2014 | DENVER, CO | Firm change after gap |