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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

MICHAEL AUGUSTINE HARRINGTON

Advisor at LPL FINANCIAL LLC

ELLIJAY, GA | JASPER, GA | DAHLONEGA, GA | CUMMING, GA | DAWSONVILLE, GA

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Search this name across graphsid dfx:ria:8c5eeb45-d601-e636-c912-dabfdc6ad3f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Oct 1, 1996
First registration: Feb 22, 2001
Dual registered: yes, broker-dealer
Other names: MIKE HARRINGTON
IAPD individual key: 2786653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	DAWSONVILLE, GA\|ELLIJAY, GA\|CUMMING, GA\|CUMMING, GA\|DAHLONEGA, GA\|DAWSONVILLE, GA\|JASPER, GA	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 27, 2009	Feb 14, 2018	no	ELLIJAY, GA\|JASPER, GA\|DAWSONVILLE, GA\|APPLETON, WI\|DAWSONVILLE, GA\|DAHLONEGA, GA\|CUMMING, GA\|CUMMING, GA\|APPLETON, WI	Previous registration
FIRST LEGACY SECURITIES, LLC	n/a	Aug 15, 2007	Jul 23, 2009	no	DAWSONVILLE, GA\|BLAIRSVILLE, GA\|DAHLONEGA, GA\|DAWSONVILLE, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 8, 2004	Feb 7, 2005	no	ATLANTA, GA	Previous registration
CROW FINANCIAL ADVISORS	Former SEC adviser	Jul 19, 2004	Aug 10, 2007	no	DAWSONVILLE, GA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 22, 2001	Jul 16, 2004	no	DAWSONVILLE, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Other
FIRST LEGACY SECURITIES, LLC	INVEST FINANCIAL CORPORATION	Jul 23, 2009	Jul 27, 2009	4	Firm change	Other
CROW FINANCIAL ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	Aug 10, 2007	Oct 8, 2004	-1,036	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	FIRST LEGACY SECURITIES, LLC	Feb 7, 2005	Aug 15, 2007	919	Firm change after gap	Other
LPL FINANCIAL LLC	CROW FINANCIAL ADVISORS	Jul 16, 2004	Jul 19, 2004	3	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 22, 2001 to Jul 16, 2004factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 27, 2009 to Feb 14, 2018factForm ADV
→ FIRST LEGACY SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 15, 2007 to Jul 23, 2009factForm ADV
→ CROW FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 19, 2004 to Aug 10, 2007factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 8, 2004 to Feb 7, 2005factForm ADV

Dated events

No dated event names this entity yet.