DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Augustine Harrington
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Mike Harrington
At current firm
8 y
since Feb 14, 2018
In the industry
29 y
since Oct 1, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Feb 14, 2018 · Dawsonville, Ga
- Invest Financial Corporation formerJul 27, 2009 to Feb 14, 2018 · Ellijay, Ga
- First Legacy Securities, LLC unclassifiedAug 15, 2007 to Jul 23, 2009 · Dawsonville, Ga
- Suntrust Investment Services, Inc. formerOct 8, 2004 to Feb 7, 2005 · Atlanta, Ga
- Crow Financial Advisors formerJul 19, 2004 to Aug 10, 2007 · Dawsonville, Ga
- LPL Financial LLC BD affiliatedFeb 22, 2001 to Jul 16, 2004 · Dawsonville, Ga
Moves
a registration end followed by a registration begin elsewhere
- Invest Financial Corporation to LPL Financial LLCleft Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
- First Legacy Securities, LLC to Invest Financial Corporationleft Jul 23, 2009, registered Jul 27, 2009 (4 days) · Other
- Crow Financial Advisors to Suntrust Investment Services, Inc.left Aug 10, 2007, registered Oct 8, 2004 (-1036 days) · Other
- Suntrust Investment Services, Inc. to First Legacy Securities, LLCleft Feb 7, 2005, registered Aug 15, 2007 (919 days) · Other
- LPL Financial LLC to Crow Financial Advisorsleft Jul 16, 2004, registered Jul 19, 2004 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address