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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Michael L Suellentrop

Advisor at OSAIC WEALTH, INC.

Kemp, TX

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Search this name across graphsid dfx:ria:8c649ca1-c069-52fc-7cf3-e5ffe6ac28fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Aug 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 8, 2021
First registration: Aug 6, 2003
Dual registered: yes, broker-dealer
Other names: MIKE SUELLENTROP|MICHAEL LAWRENCE SUELLENTROP
IAPD individual key: 1516731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 1, 2025	n/a	yes	Kemp, TX	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Apr 15, 2025	no	ADDISON, TX\|DALLAS, TX\|The Colony, TX	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 21, 2023	Jun 29, 2023	no	ADDISON, TX\|DALLAS, TX\|The Colony, TX\|Dallas, TX	Previous registration
FISHER INVESTMENTS	Independent wealth	Jul 13, 2022	Dec 7, 2022	no	Plano, TX\|PLANO, TX	Previous registration
EXENCIAL WEALTH ADVISORS	Former SEC adviser	Dec 23, 2021	Jun 3, 2022	no	OKLAHOMA CITY, OK	Previous registration
FRONTIER WEALTH MANAGEMENT, LLC	Former SEC adviser	Aug 9, 2013	Jan 31, 2019	no	WICHITA, KS\|LEAWOOD, KS	Previous registration
V WEALTH ADVISORS LLC	Former SEC adviser	May 1, 2012	Jun 10, 2013	no	WICHITA, KS\|OVERLAND PARK, KS	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 20, 2010	May 3, 2012	no	WICHITA, KS\|WICHITA, KS\|OVERLAND PARK, KS\|WICHITA, KS\|WICHITA, KS	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 6, 2003	Jan 29, 2010	no	WICHITA, KS\|COLWICH, KS\|WICHITA, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	OSAIC WEALTH, INC.	Apr 15, 2025	Apr 1, 2025	-14	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
FISHER INVESTMENTS	CETERA ADVISOR NETWORKS LLC	Dec 7, 2022	Mar 21, 2023	104	Firm change	RIA to ibd
EXENCIAL WEALTH ADVISORS	FISHER INVESTMENTS	Jun 3, 2022	Jul 13, 2022	40	Firm change	RIA to RIA
FRONTIER WEALTH MANAGEMENT, LLC	EXENCIAL WEALTH ADVISORS	Jan 31, 2019	Dec 23, 2021	1,057	Firm change after gap	RIA to RIA
V WEALTH ADVISORS LLC	FRONTIER WEALTH MANAGEMENT, LLC	Jun 10, 2013	Aug 9, 2013	60	Firm change	Other
EQUITABLE ADVISORS, LLC	V WEALTH ADVISORS LLC	May 3, 2012	May 1, 2012	-2	Firm change	Other
LPL FINANCIAL LLC	EQUITABLE ADVISORS, LLC	Jan 29, 2010	Jan 20, 2010	-9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:23131:TX:2025-04-04	Apr 15, 2025	Apr 1, 2025	THE COLONY, TX	Firm change

Relationships

Registered with (9)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Apr 1, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Apr 15, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 21, 2023 to Jun 29, 2023factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jul 13, 2022 to Dec 7, 2022factForm ADV
→ EXENCIAL WEALTH ADVISORSRegistered adviserregistration: previous registration
Dec 23, 2021 to Jun 3, 2022factForm ADV
→ FRONTIER WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 9, 2013 to Jan 31, 2019factForm ADV
→ V WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
May 1, 2012 to Jun 10, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 20, 2010 to May 3, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 6, 2003 to Jan 29, 2010factForm ADV

Dated events

Occurred
Apr 15, 2025
Advisor changed firm
Michael L Suellentrop left Cetera Investment Advisers Llc for Osaic Wealth, Inc. (registered 2025-04-01)
Form ADVobserved 6 days ago
Occurred
Dec 7, 2022
Advisor changed firm
Michael L Suellentrop left Fisher Investments for Cetera Advisor Networks Llc (registered 2023-03-21)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2022
Advisor changed firm
Michael L Suellentrop left Exencial Wealth Advisors for Fisher Investments (registered 2022-07-13)
Form ADVobserved 6 days ago