DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael L Suellentrop
Feed of 09/14/2026
Also filed as Mike Suellentrop
At current firm
1 y
since Apr 1, 2025
In the industry
23 y
since Aug 6, 2003 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Apr 1, 2025 · Kemp, Tx
- Cetera Investment Advisers LLC BD affiliatedJun 29, 2023 to Apr 15, 2025 · Addison, Tx
- Cetera Advisor Networks LLC formerMar 21, 2023 to Jun 29, 2023 · Addison, Tx
- Fisher Investments independent RIAJul 13, 2022 to Dec 7, 2022 · Plano, Tx
- Exencial Wealth Advisors formerDec 23, 2021 to Jun 3, 2022 · Oklahoma City, Ok
- Frontier Wealth Management, LLC formerAug 9, 2013 to Jan 31, 2019 · Wichita, Ks
- V Wealth Advisors LLC formerMay 1, 2012 to Jun 10, 2013 · Wichita, Ks
- Equitable Advisors, LLC national BDJan 20, 2010 to May 3, 2012 · Wichita, Ks
- LPL Financial LLC BD affiliatedAug 6, 2003 to Jan 29, 2010 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Osaic Wealth, Inc.left Apr 15, 2025, registered Apr 1, 2025 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- Fisher Investments to Cetera Advisor Networks LLCleft Dec 7, 2022, registered Mar 21, 2023 (104 days) · RIA to affiliated broker-dealer or bank
- Exencial Wealth Advisors to Fisher Investmentsleft Jun 3, 2022, registered Jul 13, 2022 (40 days) · RIA to RIA
- Frontier Wealth Management, LLC to Exencial Wealth Advisorsleft Jan 31, 2019, registered Dec 23, 2021 (1057 days) · RIA to RIA
- V Wealth Advisors LLC to Frontier Wealth Management, LLCleft Jun 10, 2013, registered Aug 9, 2013 (60 days) · Other
- Equitable Advisors, LLC to V Wealth Advisors LLCleft May 3, 2012, registered May 1, 2012 (-2 days) · Other
- LPL Financial LLC to Equitable Advisors, LLCleft Jan 29, 2010, registered Jan 20, 2010 (-9 days) · Other
Signals
- Michael L Suellentrop left Cetera Investment Advisers Llc for Osaic Wealth, Inc. (registered 2025-04-01)Apr 15, 2025 · Advisor changed firm · fact
- Michael L Suellentrop left Fisher Investments for Cetera Advisor Networks Llc (registered 2023-03-21)Dec 7, 2022 · Advisor changed firm · fact
- Michael L Suellentrop left Exencial Wealth Advisors for Fisher Investments (registered 2022-07-13)Jun 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address