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S••••• D••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

S••••• D••••• S••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

CHEVY CHASE, MD | CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c690e70-6af0-232e-9361-99fb93816bc1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 23, 2019	n/a	yes	CHEVY CHASE, MD\|CHARLOTTE, NC	Current employment
P••••••••	Independent wealth	Nov 2, 2016	Aug 5, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 5, 2019	Oct 23, 2019	79	Firm change	RIA to wirehouse
C••••••••• W••••• A•••••••• L••	P••••••••	Oct 31, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
143719:151736:MD:2016-10-31	Oct 31, 2016	Nov 2, 2016	POTOMAC, MD	Firm change
109278:143719:MD:2015-07-08	Jul 8, 2015	Jul 9, 2015	CHEVY CHASE, MD	Firm change

Relationships

Registered with (5)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Oct 23, 2019 to presentfactForm ADV
→ P••••••••Registered adviserregistration: previous registration
Nov 2, 2016 to Aug 5, 2019factForm ADV
→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 9, 2015 to Oct 31, 2016factForm ADV
→ G•• A••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c690e70-6af0-232e-9361-99fb93816bc1
First observed: Jan 8, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.