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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

HENRY THOMAS BOLEN

Advisor at PRIVATE ADVISOR GROUP, LLC

MORRISTOWN, NJ | Knoxville, TN

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Search this name across graphsid dfx:ria:8c692d98-64fc-214f-8db6-a046ddd15c3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Jan 30, 1992
First registration: Jun 6, 2003
Dual registered: yes, broker-dealer
Other names: TOM BOLEN
IAPD individual key: 2161708

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Oct 2, 2019	n/a	yes	MORRISTOWN, NJ\|Knoxville, TN	Current employment
ADVANTAGE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 30, 2012	Dec 31, 2019	no	KNOXVILLE, TN	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jul 2, 2003	Jul 31, 2012	no	KNOXVILLE, TN	Previous registration
WALNUT STREET ADVISERS INC	n/a	Jun 6, 2003	Jul 8, 2003	no	MARCO ISLAND, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVANTAGE INVESTMENT MANAGEMENT, LLC	PRIVATE ADVISOR GROUP, LLC	Dec 31, 2019	Oct 2, 2019	-90	Firm change after gap	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	ADVANTAGE INVESTMENT MANAGEMENT, LLC	Jul 31, 2012	Jul 30, 2012	-1	Firm change	Other
WALNUT STREET ADVISERS INC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jul 8, 2003	Jul 2, 2003	-6	Firm change	Other

Relationships

Registered with (4)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Oct 2, 2019 to presentfactForm ADV
→ ADVANTAGE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 30, 2012 to Dec 31, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jul 2, 2003 to Jul 31, 2012factForm ADV
→ WALNUT STREET ADVISERS INCRegistered adviserregistration: previous registration
Jun 6, 2003 to Jul 8, 2003factForm ADV

Dated events

No dated event names this entity yet.