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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

CHARLES EVERETT BAILEY

Advisor at JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:8c73ec5d-f367-710b-9f8f-8877894fab93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 10, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 17, 1980
First registration: Jun 10, 1991
Dual registered: yes, broker-dealer
IAPD individual key: 719858

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Independent wealth	Sep 13, 2018	n/a	yes	FLORHAM PARK, NJ	Current employment
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Jul 28, 2015	Sep 10, 2018	no	Mobile, AL\|MOBILE, AL\|Memphis, TN	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Jun 18, 2015	no	MOBILE, AL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Jun 10, 1991	Feb 13, 2013	no	MOBILE, AL\|MOBILE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B RILEY WEALTH MANAGEMENT	JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Sep 10, 2018	Sep 13, 2018	3	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	B RILEY WEALTH MANAGEMENT	Jun 18, 2015	Jul 28, 2015	40	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other

Relationships

Registered with (4)

→ JEFFREY MATTHEWS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 13, 2018 to presentfactForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 28, 2015 to Sep 10, 2018factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Jun 18, 2015factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Jun 10, 1991 to Feb 13, 2013factForm ADV

Dated events

No dated event names this entity yet.