DFX Intelligence

B••••• W••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

B••••• W••••• K•••

Advisor at C•••••••• L••

LAKE MARY, FL

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Search this name across graphsid dfx:ria:8c778c55-0a63-603b-7641-06695a12a8e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Oct 6, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• L••	Other adviser	Aug 16, 2018	n/a	yes	LAKE MARY, FL	Current employment
V•••••• A•••••••• I•••	Bd affiliated wealth	Feb 19, 2018	Aug 28, 2018	no	Winter Park, FL\|Heathrow, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• A•••••••• I•••	C•••••••• L••	Aug 28, 2018	Aug 16, 2018	-12	Firm change	RIA to new firm
N•••••• G•••• S••••••••• I•••	V•••••• A•••••••• I•••	Jul 11, 2016	Feb 19, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
108050:297679:FL:2018-08-28	Aug 28, 2018	Aug 16, 2018	HEATHROW, FL	Firm change

Relationships

Registered with (3)

→ C•••••••• L••Registered adviserregistration: current employment
Aug 16, 2018 to presentfactForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 19, 2018 to Aug 28, 2018factForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2001 to Jul 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c778c55-0a63-603b-7641-06695a12a8e8
First observed: Nov 2, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.