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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Jacob Winters

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

Crosslake, MN

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Search this name across graphsid dfx:ria:8c77ae4f-a18e-9e1f-e6d9-213a7db51935

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Oct 9, 2015
First registration: Oct 9, 2015
Dual registered: yes, broker-dealer
Other names: JACOB F WINTERS
IAPD individual key: 6527299

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Nov 30, 2023	n/a	yes	Crosslake, MN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 7, 2022	Dec 2, 2022	no	BAXTER, MN	Previous registration
EVEREST FINANCIAL GROUP	Independent wealth	Jan 6, 2017	Jun 14, 2022	no	MINNEAPOLIS, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 9, 2015	Oct 25, 2016	no	Minneapolis, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Dec 2, 2022	Nov 30, 2023	363	Firm change	RIA to ibd
EVEREST FINANCIAL GROUP	LPL FINANCIAL LLC	Jun 14, 2022	Jul 7, 2022	23	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	EVEREST FINANCIAL GROUP	Oct 25, 2016	Jan 6, 2017	73	Firm change	Other

Relationships

Registered with (4)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
Nov 30, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 7, 2022 to Dec 2, 2022factForm ADV
→ EVEREST FINANCIAL GROUPRegistered adviserregistration: previous registration
Jan 6, 2017 to Jun 14, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 9, 2015 to Oct 25, 2016factForm ADV

Dated events

Occurred
Dec 2, 2022
Advisor changed firm
Jacob Winters left Lpl Financial Llc for Thrivent Investment Management Inc. (registered 2023-11-30)
Form ADVobserved 4 days ago
Occurred
Jun 14, 2022
Advisor changed firm
Jacob Winters left Everest Financial Group for Lpl Financial Llc (registered 2022-07-07)
Form ADVobserved 4 days ago