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S••••••• T••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••• T••••••••• G••••• L••

CRD 160676

MENLO PARK, CA

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Search this name across graphsid dfx:ria:8c7e291f-6541-a849-9137-3e15db98576b

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 4
On other graphs: 2
Observed: Feb 9, 2012 to Sep 9, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• T••••••••• G••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S••••••• T••••••••• G••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $307MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $307M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• T••••••••• I•••• L•••	Private Equity Fund	$507M	Feb 27, 2018	2	Feb 9, 2012	dropped	n/a
S•• I•• L•••	Private Equity Fund	$171M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• M•••• A••••	MANAGING DIRECTOR	Na	yes	07/2013	Mar 24, 2014	Mar 29, 2024
C••••••• L••••• T•••• U•••• A••••• 1•• 2•••	Member	A	yes	07/2002	Feb 24, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•• P•••••••• L••	n/a	Asset manager	$13B	N	no	n/a
S•• I•• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$307M	$341M	-9.9%	$431M	-10.7%	88	89	3	2

Relationships

Affiliated with (2)

→ S•• P•••••••• L••Registered adviserother investment adviser
factForm ADV
← S•• P•••••••• L••Registered adviserother investment adviser
factForm ADV

Advises (8)

→ S•• S•• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ S•• I••••• L•••

Dated events

Occurred
Mar 31, 2022
Regulatory AUM changed
S••••••• T••••••••• G••••• L•• reported RAUM $463.5M, down 63% from $1.3B (2021-03-31 to 2022-03-31)
Form ADVobserved 7 days ago
$-796M
Occurred
Mar 31, 2021
Regulatory AUM changed
S••••••• T••••••••• G••••• L•• reported RAUM $1.3B, down 28% from $1.8B (2020-03-30 to 2021-03-31)
Form ADVobserved 7 days ago
$-500M
Occurred
Mar 30, 2020
Regulatory AUM changed
S••••••• T••••••••• G••••• L•• reported RAUM $1.8B, up 28% from $1.4B (2019-03-29 to 2020-03-30)
Form ADVobserved 7 days ago
$388M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c7e291f-6541-a849-9137-3e15db98576b
First observed: Feb 9, 2012
Last observed: Sep 9, 2026 13 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$307M	$307M	88	88	2	7	n/a
2024	Mar 28, 2025	$341M	$341M	89	89	2	7	n/a
2023	Mar 29, 2024	$429M	$429M	71	71	0	7	$429M
2022	Mar 31, 2023	$431M	$431M	57	57	0	7	$431M
2021	Mar 31, 2022	$463M	$463M	46	30	0	7	$463M
2020	Mar 31, 2021	$1.3B	$1.3B	33	24	0	7	$1.3B
2019	Mar 30, 2020	$1.8B	$1.8B	30	21	0	6	$1.8B
2018	Mar 29, 2019	$1.4B	$1.4B	28	18	0	6	$1.4B
2017	Mar 29, 2018	$1.3B	$1.3B	24	17	0	4	$1.3B
2016	Mar 30, 2017	$2.2B	$2.2B	24	14	n/a	5	$2.2B
2015	Mar 30, 2016	$2.0B	$2.0B	27	13	n/a	5	$2.0B
2014	Mar 30, 2015	$2.5B	$2.5B	28	14	n/a	5	$2.5B
2013	Mar 24, 2014	$2.2B	$2.2B	27	14	n/a	5	$2.2B
2012	Mar 28, 2013	$1.9B	$1.9B	29	14	n/a	5	$1.9B