DFX Intelligence

S•• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

S•• P•••••••• L••

CRD 291048

MENLO PARK, CA

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Search this name across graphsid dfx:ria:db8a8833-fc3e-6ab2-c587-0f9385f8a27b

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 5
On other graphs: 2
Observed: Nov 8, 2017 to Sep 9, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•• P•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S•• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $13B••• Locked
Discretionary RAUM: $13B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 87

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•• V••••• L•••	Private Equity Fund	$2.8B	Mar 29, 2024	128	Mar 31, 2023	reported	021-463048
S•• V••• L•••	Private Equity Fund	$1.8B	Mar 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• M•••• A••••	MANAGING DIRECTOR	Na	yes	11/2017	Nov 8, 2017	Mar 29, 2024
C•••••••• W••••••• F••••••	MANAGING PARTNER, CIO AND ELECTED MANAGER	Na	yes	11/2017	Nov 8, 2017	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••• T••••••••• G••••• L••	n/a	Asset manager	$307M	N	no	n/a
M•••••• B•••••• A••••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
M•••••• U•••••••• A••••••••• G• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bangalore	n/a	India	8	no
Milan	n/a	Italy	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$13B	$12B	12.2%	$10B	9.2%	87	88	3	2

Relationships

Affiliated with (2)

→ S••••••• T••••••••• G••••• L••Registered adviserother investment adviser
factForm ADV
← S••••••• T••••••••• G••••• L••Registered adviserother investment adviser
factForm ADV

Advises (19)

→ S•• M••••••• L•••Private fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ S•• A•••••• E•••••••• F•••• L•••

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
S•• P•••••••• L•• reported RAUM $10.3B, up 66% from $6.2B (2022-03-31 to 2023-03-31)
Form ADVobserved 7 days ago
$4.1B
Occurred
Mar 31, 2022
Regulatory AUM changed
S•• P•••••••• L•• reported RAUM $6.2B, up 86% from $3.3B (2021-03-31 to 2022-03-31)
Form ADVobserved 7 days ago
$2.9B
Occurred
Mar 31, 2021
Regulatory AUM changed
S•• P•••••••• L•• reported RAUM $3.3B, up 212% from $1.1B (2020-09-30 to 2021-03-31)
Form ADVobserved 7 days ago
$2.3B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db8a8833-fc3e-6ab2-c587-0f9385f8a27b
First observed: Nov 8, 2017
Last observed: Sep 9, 2026 13 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.