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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AUCTUS ADVISORS LLC

CRD 289489

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c865218-ad6e-6aaa-c8e1-c9139217455d

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Sep 25, 2017 to Aug 14, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $613MItem 5.F on the latest filing (2026-08-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $613M
Private client RAUM: $613MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $306Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 731
Individual clients: 75
High net worth clients: 129
Custody, client assets: $226M
SEC number: 801-111919
CIK: 2042516
CRD: 289489
Filings on the tape: 46
First filed: Sep 25, 2017
Latest filed: Aug 14, 2026
Organised: Limited Liability Company, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID BILBE MILLER	n/a	CHARLOTTE, NC	8	20	2	no
MALLEN URSO BRUGGEMAN	n/a	Pelican Rapids, MN \| CHARLOTTE, NC	8	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MILLER, DAVID, BILBE	MANAGING MEMBER/CCO/PRINCIPAL	E	yes	07/2017	Sep 25, 2017	Jan 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$613M	$613M	3	2	1	n/a	n/a
2024	Feb 19, 2025	$481M	$481M	3	2	0	n/a	n/a
2023	Jan 23, 2024	$401M	$401M	3	2	0	n/a	n/a
2022	Feb 22, 2023	$342M	$342M	3	2	0	n/a	n/a
2021	Mar 14, 2022	$344M	$343M	3	2	0	n/a	n/a
2020	Feb 10, 2021	$264M	$263M	3	2	0	n/a	n/a
2019	Jan 30, 2020	$167M	$167M	3	2	0	n/a	n/a
2018	Jan 17, 2019	$112M	$112M	3	2	0	n/a	n/a
2017	Jan 25, 2018	$101M	$101M	2	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$613M	$481M	27.4%	$342M	21.4%	3	3	1	0

Relationships

Registered with (2)

← MALLEN URSO BRUGGEMANAdvisorregistration: current employment
Dec 8, 2017 to presentfactForm ADV
← DAVID BILBE MILLERAdvisorregistration: current employment
Nov 30, 2017 to presentfactForm ADV

Controls (1)

← MILLER, DAVID, BILBEOwnerMANAGING MEMBER/CCO/PRINCIPAL, ownership code E, individual
Sep 25, 2017 to Jan 23, 2024factForm ADV

Dated events

Occurred
Feb 27, 2026
Regulatory AUM changed
Auctus Advisors Llc reported RAUM $612.9M, up 27% from $480.9M (2026-01-07 to 2026-02-27)
Form ADVobserved 4 days ago
$132M
Occurred
Nov 28, 2017
Succession filed (Item 4)
M&L Wealth Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2017
First Form ADV filing
M&L Wealth Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c865218-ad6e-6aaa-c8e1-c9139217455d
First observed: Sep 25, 2017
Last observed: Aug 14, 2026 36 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AUCTUS ADVISORS LLC

CRD 289489

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c865218-ad6e-6aaa-c8e1-c9139217455d

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID BILBE MILLER

n/a

CHARLOTTE, NC

MALLEN URSO BRUGGEMAN

n/a

Pelican Rapids, MN | CHARLOTTE, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MILLER, DAVID, BILBE

MANAGING MEMBER/CCO/PRINCIPAL

yes

07/2017

Sep 25, 2017

Jan 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$613M

n/a

2024

Feb 19, 2025

$481M

n/a

2023

Jan 23, 2024

$401M

n/a

2022

Feb 22, 2023

$342M

n/a

2021

Mar 14, 2022

$344M

$343M

n/a

2020

Feb 10, 2021

$264M

$263M

n/a

2019

Jan 30, 2020

$167M

n/a

2018

Jan 17, 2019

$112M

n/a

2017

Jan 25, 2018

$101M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$613M

$481M

27.4%

$342M

21.4%