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Advisor at AUCTUS ADVISORS LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AUCTUS ADVISORS LLC | Independent wealth | Nov 30, 2017 | n/a | yes | CHARLOTTE, NC | Current employment |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Jan 7, 2016 | Jan 2, 2018 | no | CHARLOTTE, NC | Previous registration |
| POWELL WEALTH | Independent wealth | Oct 15, 2007 | Jan 25, 2016 | no | CORNELIUS, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M HOLDINGS SECURITIES, INC. | AUCTUS ADVISORS LLC | Jan 2, 2018 | Nov 30, 2017 | -33 | Firm change after gap | Other |
| POWELL WEALTH | M HOLDINGS SECURITIES, INC. | Jan 25, 2016 | Jan 7, 2016 | -18 | Firm change | Other |