DFX Intelligence

V•••••• K•• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

V•••••• K•• L••••••

Advisor at A••••••• A••••••• S•••••••• L••

Burien, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 25, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 4, 2023	n/a	yes	Burien, WA	Current employment
T•• A••••• G••••• L••	Independent wealth	Sep 7, 2021	May 15, 2023	no	VIRGINIA BEACH, VA\|Normandy Park, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A••••• G••••• L••	A••••••• A••••••• S•••••••• L••	May 15, 2023	May 4, 2023	-11	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T•• A••••• G••••• L••	Jun 4, 2008	Sep 7, 2021

Relationships

Registered with (3)

→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 4, 2023 to presentfactForm ADV
→ T•• A••••• G••••• L••Registered adviserregistration: previous registration
Sep 7, 2021 to May 15, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 9, 2007 to Jun 4, 2008factForm ADV

Dated events

Order

Occurred
15 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.