DFX Intelligence

D••••• R•••••• O•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

D••••• R•••••• O•••

Advisor at L•• F•••••••• L••

MISSOULA, MT

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Search this name across graphsid dfx:ria:8c93dda3-d484-5acb-90a2-f7452bf6a26c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 16, 2010	n/a	yes	MISSOULA, MT	Current employment
C••••• I••••••••• S••••••• L••	Former SEC adviser	Dec 13, 2006	Sep 15, 2010	no	MISSOULA, MT\|HAMILTON, MT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• S••••••• L••	L•• F•••••••• L••	Sep 15, 2010	Sep 16, 2010	1	Firm change	Other
F•••••••• L••	C••••• I••••••••• S••••••• L••	Dec 15, 2006	Dec 13, 2006

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 16, 2010 to presentfactForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Dec 13, 2006 to Sep 15, 2010factForm ADV
→ F•••••••• L••Registered adviserregistration: previous registration
Feb 19, 2003 to Dec 15, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c93dda3-d484-5acb-90a2-f7452bf6a26c
First observed: Feb 19, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.