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RIA / WealthAdvisor18 years in industry

TODD JOSEPH RABALAIS

Advisor at KPC FINANCIAL SOLUTIONS, LLC

SOUTHLAKE, TX | Dallas, TX

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Search this name across graphsid dfx:ria:8c9782e7-acf0-2b6c-f1dc-9bfb1aedc0db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 12, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KPC FINANCIAL SOLUTIONS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Jan 10, 2008
First registration: May 12, 2008
Dual registered: no
Other names: TODD J RABALAIS
IAPD individual key: 4215780

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KPC FINANCIAL SOLUTIONS, LLC	State registered	Mar 4, 2022	n/a	yes	SOUTHLAKE, TX\|Dallas, TX	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Apr 17, 2017	Jan 14, 2022	no	Dallas, TX	Previous registration
COLUMBIA ADVISORY PARTNERS, LLC	Independent wealth	Jul 18, 2016	Apr 17, 2017	no	Dallas, TX\|SPOKANE, WA	Previous registration
PEAK AMERICAN INVESTMENT ADVISORS, INC.	Independent wealth	May 12, 2008	Jul 24, 2015	no	ALLEN, TX\|PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	KPC FINANCIAL SOLUTIONS, LLC	Jan 14, 2022	Mar 4, 2022	49	Firm change	Ibd to state RIA
COLUMBIA ADVISORY PARTNERS, LLC	AE WEALTH MANAGEMENT, LLC	Apr 17, 2017	Apr 17, 2017	0	Firm change	Other
PEAK AMERICAN INVESTMENT ADVISORS, INC.	COLUMBIA ADVISORY PARTNERS, LLC	Jul 24, 2015	Jul 18, 2016	360	Firm change	RIA to RIA

Relationships

Registered with (4)

→ KPC FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: current employment
Mar 4, 2022 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 17, 2017 to Jan 14, 2022factForm ADV
→ COLUMBIA ADVISORY PARTNERS, LLCRegistered adviserregistration: previous registration
Jul 18, 2016 to Apr 17, 2017factForm ADV
→ PEAK AMERICAN INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
May 12, 2008 to Jul 24, 2015factForm ADV

Dated events

Occurred
Jan 14, 2022
Advisor changed firm
Todd Joseph Rabalais left Ae Wealth Management, Llc for Kpc Financial Solutions, Llc (registered 2022-03-04)
Form ADVobserved 6 days ago