This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

GWN SECURITIES INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Dec 23, 2024

First registration

Feb 10, 2025

Dual registered

yes, broker-dealer

Other names

Colin Shannon

IAPD individual key

8030518

• Occurred

  Mar 20, 2026
  Advisor changed firm

  Colin Philip Shannon left Mml Investors Services, Llc for Gwn Securities Inc. (registered 2026-06-02)

  Form ADVobserved 6 days ago
• Occurred

  Apr 16, 2025
  Advisor changed firm

  Colin Philip Shannon left Equitable Advisors, Llc for Mml Investors Services, Llc (registered 2025-06-10)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8c981c81-7629-0b9f-562f-18f4c07ffb88

First observed

Feb 10, 2025

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.