RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• P••••• S••••••
- G•• S••••••••• I••• BD affiliated currentsince Jun 2, 2026 · Wayne, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 10, 2025 to Mar 20, 2026 · Lansdale, Pa
- E•••••••• A•••••••• L•• national BDFeb 10, 2025 to Apr 16, 2025 · Bala Cynwyd, Pa
- M•• I•••••••• S•••••••• L•• to G•• S••••••••• I•••left Mar 20, 2026, registered Jun 2, 2026 (74 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Apr 16, 2025, registered Jun 10, 2025 (55 days) · Affiliated broker-dealer or bank to another
- C•••• P••••• S•••••• left M•• I•••••••• S•••••••• L•• for G•• S••••••••• I••• (registered 2026-06-02)Mar 20, 2026 · Advisor changed firm · fact
- C•••• P••••• S•••••• left E•••••••• A•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-06-10)Apr 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address