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Advisor at WELLS FARGO ADVISORS
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 18, 2020 | n/a | yes | NAPLES, FL|NAPLES, FL|NAPLES, FL | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2018 | Jun 18, 2020 | no | ESTERO, FL|CHARLOTTE, NC|NAPLES, FL|NAPLES, FL|SEMINOLE, FL|BONITA SPRINGS, FL|BONITA SPRINGS, FL|BONITA SPRINGS, FL|NAPLES, FL | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Nov 9, 2009 | Jan 2, 2018 | no | NAPLES, FL|NAPLES, FL|NAPLES, FL|SEMINOLE, FL|NAPLES, FL|CHARLOTTE, NC|BONITA SPRINGS, FL|BONITA SPRINGS, FL|BONITA SPRINGS, FL|SEMINOLE, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 13, 2006 | Mar 3, 2008 | no | NAPLES, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | May 26, 2004 | Nov 6, 2006 | no | NAPLES, FL|NAPLES, FL | Previous registration |
| QUICK & REILLY, INC. | n/a | Apr 2, 2004 | May 20, 2004 | no | NAPLES, FL | Previous registration |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | n/a | Feb 4, 2004 | Mar 1, 2004 | no | NAPLES, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 9, 1996 | Jan 24, 2003 | no | ST PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | WELLS FARGO ADVISORS | Jun 18, 2020 | Jun 18, 2020 | 0 | Firm change | Ibd to wirehouse |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | BB&T INVESTMENT SERVICES, INC. | Mar 3, 2008 | Nov 9, 2009 | 616 | Firm change after gap | Wirehouse to new firm |
| SUNTRUST INVESTMENT SERVICES, INC. | UBS FINANCIAL SERVICES INC. | Nov 6, 2006 | Nov 13, 2006 | 7 | Firm change | Other |
| QUICK & REILLY, INC. | SUNTRUST INVESTMENT SERVICES, INC. | May 20, 2004 | May 26, 2004 | 6 | Firm change | Other |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | QUICK & REILLY, INC. | Mar 1, 2004 | Apr 2, 2004 | 32 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | Jan 24, 2003 | Feb 4, 2004 | 376 | Firm change | Other |