DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner10 years in industry

DEREK THOMAS SCHMIDT

Advisor at ALTUS WEALTH MANAGEMENT, LLC

FT. MITCHELL, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c98705e-3010-7895-3d3f-7864c07e31ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALTUS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Apr 30, 2016
First registration: Sep 26, 2017
Dual registered: no
IAPD individual key: 6626557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALTUS WEALTH MANAGEMENT, LLC	Independent wealth	May 19, 2023	n/a	yes	FT. MITCHELL, KY	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 18, 2021	Dec 15, 2022	no	CINCINNATI, OH	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 3, 2018	Oct 7, 2021	no	LONE TREE, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 26, 2017	Jun 5, 2018	no	LONE TREE, CO\|GREENWOOD VILLAGE, CO\|COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	ALTUS WEALTH MANAGEMENT, LLC	Dec 15, 2022	May 19, 2023	155	Firm change	Wirehouse to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	UBS FINANCIAL SERVICES INC.	Oct 7, 2021	Nov 18, 2021	42	Firm change	Ibd to wirehouse
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 5, 2018	Oct 3, 2018	120	Channel change	Ibd to ibd

Relationships

Registered with (4)

→ ALTUS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 19, 2023 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 18, 2021 to Dec 15, 2022factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 3, 2018 to Oct 7, 2021factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 26, 2017 to Jun 5, 2018factForm ADV

Dated events

Occurred
Dec 15, 2022
Advisor changed firm
Derek Thomas Schmidt left Ubs Financial Services Inc. for Altus Wealth Management, Llc (registered 2023-05-19)
Form ADVobserved 5 days ago