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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALTUS WEALTH MANAGEMENT, LLC

CRD 153650

FT. MITCHELL, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58960e2a-3f18-afd6-a015-c2bafc29b8f5

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2014 to Apr 30, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $405MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $405M
Private client RAUM: $402MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $81.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 585
Individual clients: 131
High net worth clients: 154
SEC number: 801-80301
CIK: 1802107
CRD: 153650
Filings on the tape: 23
First filed: Aug 29, 2014
Latest filed: Apr 30, 2026
Organised: Limited Liability Company, KY
Website: altuswm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM HENRY DOEPKER	Certified Financial Planner	FT. MITCHELL, KY	16	33	1	no
STEVEN DOUGLAS O'CONNOR	Certified Financial Planner	FT. MITCHELL, KY	16	33	2	no
ANDREW MARTIN HERMES	Certified Financial Planner	FT. MITCHELL, KY	16	25	1	no
DEREK THOMAS SCHMIDT	Certified Financial Planner	FT. MITCHELL, KY	3	10	3	no
AUSTIN CARL STINSON	Certified Financial Planner	FT. MITCHELL, KY	1	12	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALTUS OC GROUP INC	President	C	yes	05/2023	Mar 21, 2024	Dec 19, 2024
DOEPKER, WILLIAM, HENRY	MEMBER/VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	C	yes	03/2010	Aug 29, 2014	Dec 19, 2024
HERMES, ANDREW, MARTIN	MEMBER/VICE PRESIDENT	C	yes	03/2010	Aug 29, 2014	Dec 19, 2024
O'CONNOR, STEVEN, DOUGLAS	President	E	yes	05/2023	Aug 29, 2014	Dec 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$405M	$405M	5	5	0	n/a	n/a
2024	Jan 24, 2025	$359M	$359M	4	4	0	n/a	n/a
2023	Mar 21, 2024	$320M	$320M	4	4	0	n/a	n/a
2022	Mar 31, 2023	$262M	$262M	3	3	0	n/a	n/a
2021	Mar 16, 2022	$251M	$251M	3	3	0	n/a	n/a
2020	Mar 15, 2021	$218M	$218M	3	3	0	n/a	n/a
2019	Mar 20, 2020	$156M	$156M	3	3	0	n/a	n/a
2018	Mar 8, 2019	$157M	$157M	3	3	0	n/a	n/a
2017	Mar 8, 2018	$135M	$135M	3	3	0	n/a	n/a
2016	Mar 21, 2017	$123M	$123M	3	3	n/a	n/a	n/a
2015	Mar 15, 2016	$107M	$107M	3	3	n/a	n/a	n/a
2014	Mar 23, 2015	$111M	$111M	3	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$405M	$359M	12.8%	$262M	15.7%	5	4	0	0

Relationships

Registered with (5)

← AUSTIN CARL STINSONAdvisorregistration: current employment
Mar 21, 2025 to presentfactForm ADV
← DEREK THOMAS SCHMIDTAdvisorregistration: current employment
May 19, 2023 to presentfactForm ADV
← WILLIAM HENRY DOEPKERAdvisorregistration: current employment
May 12, 2010 to presentfactForm ADV
← STEVEN DOUGLAS O'CONNORAdvisorregistration: current employment
May 12, 2010 to presentfactForm ADV
← ANDREW MARTIN HERMESAdvisorregistration: current employment
May 12, 2010 to presentfactForm ADV

Controls (4)

← DOEPKER, WILLIAM, HENRYOwnerMEMBER/VICE PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Aug 29, 2014 to Dec 19, 2024factForm ADV
← O'CONNOR, STEVEN, DOUGLASOwnerPRESIDENT, ownership code E, individual
Aug 29, 2014 to Dec 19, 2024factForm ADV
← HERMES, ANDREW, MARTINOwnerMEMBER/VICE PRESIDENT, ownership code C, individual
Aug 29, 2014 to Dec 19, 2024factForm ADV
← ALTUS OC GROUP INCOwnerPRESIDENT, ownership code C, domestic entity
Mar 21, 2024 to Dec 19, 2024factForm ADV

Dated events

Occurred
Aug 29, 2014
First Form ADV filing
Altus Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58960e2a-3f18-afd6-a015-c2bafc29b8f5
First observed: Aug 29, 2014
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALTUS WEALTH MANAGEMENT, LLC

CRD 153650

FT. MITCHELL, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58960e2a-3f18-afd6-a015-c2bafc29b8f5

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM HENRY DOEPKER

Certified Financial Planner

FT. MITCHELL, KY

STEVEN DOUGLAS O'CONNOR

Certified Financial Planner

FT. MITCHELL, KY

ANDREW MARTIN HERMES

Certified Financial Planner

FT. MITCHELL, KY

DEREK THOMAS SCHMIDT

Certified Financial Planner

FT. MITCHELL, KY

AUSTIN CARL STINSON

Certified Financial Planner

FT. MITCHELL, KY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALTUS OC GROUP INC

President

yes

05/2023

Mar 21, 2024

Dec 19, 2024

DOEPKER, WILLIAM, HENRY

MEMBER/VICE PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

03/2010

Aug 29, 2014

Dec 19, 2024

HERMES, ANDREW, MARTIN

MEMBER/VICE PRESIDENT

yes

03/2010

Aug 29, 2014

Dec 19, 2024

O'CONNOR, STEVEN, DOUGLAS

President

yes

05/2023

Aug 29, 2014

Dec 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$405M

n/a

2024

Jan 24, 2025

$359M

n/a

2023

Mar 21, 2024

$320M

n/a

2022

Mar 31, 2023

$262M

n/a

2021

Mar 16, 2022

$251M

n/a

2020

Mar 15, 2021

$218M

n/a

2019

Mar 20, 2020

$156M

n/a

2018

Mar 8, 2019

$157M

n/a

2017

Mar 8, 2018

$135M

n/a

2016

Mar 21, 2017

$123M

n/a

2015

Mar 15, 2016

$107M

n/a

2014

Mar 23, 2015

$111M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$405M

$359M

12.8%

$262M

15.7%