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K••••••• T• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)25 years in industry

K••••••• T• A••••••

Advisor at A••••••• A•••• M••••••••• L••

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8caf5bd1-b44d-2b50-a21a-5f0948155b7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••• M••••••••• L••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••• M••••••••• L••	No RAUM reported	Oct 24, 2025	n/a	yes	DALLAS, TX	Current employment
A••••••• W••••• M••••••••• L••	Independent wealth	Feb 18, 2025	n/a	yes	DALLAS, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•• P••••••• A•••• M•••••••••	A••••••• W••••• M••••••••• L••	Aug 25, 2025	Feb 18, 2025	-188	Firm change after gap	Other
O•• P•••••••	O•• P••••••• A•••• M•••••••••	Mar 10, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:281767:TX:2018-08-02	Aug 2, 2018	Sep 25, 2018	DALLAS, TX	Firm change

Relationships

Registered with (8)

→ A••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 24, 2025 to presentfactForm ADV
→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 18, 2025 to presentfactForm ADV
→ O•• P••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Dec 6, 2024 to Aug 25, 2025factForm ADV
→ O•• P•••••••

Dated events

Occurred
Aug 25, 2025
Advisor changed firm
K••••••• T• A•••••• left O•• P••••••• A•••• M••••••••• for A••••••• W••••• M••••••••• L•• (registered 2025-02-18)
Form ADVobserved 7 days ago
Occurred
Feb 28, 2022
Advisor changed firm
K••••••• T• A•••••• left X• W••••• M••••••••• for O•• P••••••• (registered 2022-03-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8caf5bd1-b44d-2b50-a21a-5f0948155b7b
First observed: Apr 9, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.