DFX Intelligence

J••• R•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J••• R•••• A•••••

Advisor at T• P•••••• C••••• W••••• L••

••• Locked

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Search this name across graphsid dfx:ria:8cd30978-d090-1e4d-5eb4-00ed5547508f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Oct 8, 2025	n/a	yes	Doral, FL\|CORAL GABLES, FL\|Sarasota, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 27, 2013	Sep 29, 2025	no	MIAMI, FL\|HIALEAH, FL\|MIAMI, FL\|FULLERTON, CA\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|CORAL GABLES, FL\|MIAMI, FL\|MIAMI, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T• P•••••• C••••• W••••• L••	Sep 29, 2025	Oct 8, 2025	9	Firm change	Wirehouse to ibd
S•••••••• F••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 14, 2013

Relationships

Registered with (3)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Oct 8, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 27, 2013 to Sep 29, 2025factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Sep 24, 2012 to Jun 14, 2013factForm ADV

Dated events

Occurred
Sep 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cd30978-d090-1e4d-5eb4-00ed5547508f
First observed: Sep 24, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.