DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• A•••• M••••••••• L•••••
TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• A•••• M••••••••• L••••• | Independent wealth | Jan 6, 2025 | n/a | yes | TROY, MI | Current employment |
| S•• I••••••••• A•••••••• I••• | Former SEC adviser | Sep 17, 2015 | Aug 1, 2023 | no | SALINE, MI|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• I••••••••• A•••••••• I••• | S••••• A•••• M••••••••• L••••• | Aug 1, 2023 | Jan 6, 2025 | 524 | Firm change after gap | Ibd to RIA |
| F••••••••• C•••••• L•• | S•• I••••••••• A•••••••• I••• | Mar 5, 2016 | Sep 17, 2015 |
| F••••••••• C•••••• L•• | n/a | May 4, 2015 | Mar 5, 2016 | no | SALINE, MI | Previous registration |
| S•• | Bd affiliated wealth | Apr 19, 2011 | Apr 30, 2015 | no | ANN ARBOR, MI|SALINE, MI | Previous registration |
| C••••••• • C••• I••• | Former SEC adviser | Jun 6, 2008 | Apr 21, 2011 | no | SALINE, MI | Previous registration |
| -170 |
| Firm change after gap |
| Other |
| S•• | F••••••••• C•••••• L•• | Apr 30, 2015 | May 4, 2015 | 4 | Firm change | Other |
| C••••••• • C••• I••• | S•• | Apr 21, 2011 | Apr 19, 2011 | -2 | Firm change | Other |