DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••• W•••••• H•••••

S••••• A•••• M••••••••• L•••••independent RIATroy, MiIA-onlyIAPD 3060431

Feed of 09/14/2026

Also filed as G•••• W•••••• H•••••

At current firm

1 y

since Jan 6, 2025

In the industry

28 y

since Jul 6, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• A•••• M••••••••• L••••• independent RIA current
since Jan 6, 2025 · Troy, Mi
S•• I••••••••• A•••••••• I••• former
Sep 17, 2015 to Aug 1, 2023 · Saline, Mi
F••••••••• C•••••• L•• unclassified
May 4, 2015 to Mar 5, 2016 · Saline, Mi
S•• BD affiliated
Apr 19, 2011 to Apr 30, 2015 · Ann Arbor, Mi
C••••••• • C••• I••• former
Jun 6, 2008 to Apr 21, 2011 · Saline, Mi

Moves

a registration end followed by a registration begin elsewhere

S•• I••••••••• A•••••••• I••• to S••••• A•••• M••••••••• L•••••
left Aug 1, 2023, registered Jan 6, 2025 (524 days) · Affiliated broker-dealer or bank to independent RIA
F••••••••• C•••••• L•• to S•• I••••••••• A•••••••• I•••
left Mar 5, 2016, registered Sep 17, 2015 (-170 days) · Other
S•• to F••••••••• C•••••• L••
left Apr 30, 2015, registered May 4, 2015 (4 days) · Other
C••••••• • C••• I••• to S••
left Apr 21, 2011, registered Apr 19, 2011 (-2 days) · Other

Signals

G•••• W•••••• H••••• left S•• I••••••••• A•••••••• I••• for S••••• A•••• M••••••••• L••••• (registered 2025-01-06)
Aug 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address