DFX Intelligence

D••• R••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

D••• R••• A••••••••

Advisor at T•• D••• G••••• L••

HOFFMAN ESTATES, IL

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Search this name across graphsid dfx:ria:8cf058b3-9453-bcab-f17b-d286184dfc38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 19, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• D••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• D••• G••••• L••	Independent wealth	Mar 3, 2026	n/a	yes	HOFFMAN ESTATES, IL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 19, 2021	Mar 4, 2026	no	NEW YORK, NY\|OAK BROOK, IL\|ELMMHURST, IL\|OAK BROOK, IL\|CHICAGO, IL\|Elmhurst, IL\|CLAYTON, MO\|ELMHURST, IL\|ELMMHURST, IL\|CLAYTON, MO\|Mount Prospect, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T•• D••• G••••• L••	Mar 4, 2026	Mar 3, 2026	-1	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ T•• D••• G••••• L••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 19, 2021 to Mar 4, 2026factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
D••• R••• A•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T•• D••• G••••• L•• (registered 2026-03-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cf058b3-9453-bcab-f17b-d286184dfc38
First observed: Jul 19, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.