This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CENTAURUS FINANCIAL, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 2, 1984earliest registration or exam on IAPD

Years in industry

42derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S63|S65

First exam

Mar 2, 1984

First registration

May 31, 2000

Dual registered

yes, broker-dealer

IAPD individual key

873485

• Occurred

  Oct 16, 2025
  Advisor changed firm

  Frank Alexander Ballinger left Aegis Capital Corp. for Centaurus Financial, Inc. (registered 2025-10-16)

  Form ADVobserved 6 days ago
• Occurred

  Oct 26, 2023
  Advisor changed firm

  Frank Alexander Ballinger left Capitol Securities Management, Inc. for Aegis Capital Corp. (registered 2023-11-06)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8cf736a2-74a4-ed86-220d-07ff5ff561ca

First observed

May 31, 2000

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.